Senior Risk Manager – Regulatory Risk
skillventory - A Leading Talent Research Firm
full-time
Posted on:
Location Type: Hybrid
Location: Merrimack • New Hampshire • Texas • United States
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Job Level
About the role
- Conduct in-depth risk assessments and promote a strong control environment by documenting robust risk and control statements, identifying potential regulatory gaps, and making sound recommendations for improvement
- Produce working papers that are thorough and succinctly articulate the results of control testing
- Work simultaneously on multiple projects and shift accordingly as priorities change
- Build strong and inclusive working relationships, in person and virtually, with business partners and colleagues
- Adaptable to new information, changing business priorities, input from others, and lessons learned
- Participate in initiatives to improve existing processes within the Risk team and champion an inclusive team environment
Requirements
- Bachelors’ Degree or equivalent with 7+ years of experience in financial services, risk management, audit, or compliance
- Deep understanding of regulatory requirements applicable to registered investment advisers and registered investment companies
- Understanding of alternative investment products, such as direct lending, crypto, and real estate a plus
- Knowledge of investment management practices and strategies is a plus
- Confirmed problem solving, analytical, organizational, and project management skills
- Demonstrated ability to lead working groups and maintain collaborative, working relationships internally with business partners
- Advanced skills in Microsoft Office suite of applications, including Visio, Excel, and PowerPoint
Benefits
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Remote work options
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
risk assessmentscontrol testingregulatory requirementsinvestment management practicesproblem solvinganalytical skillsorganizational skillsproject management
Soft Skills
adaptabilitycollaborationrelationship buildingcommunication