Provide a broad range of support functions to correspondents and registered investment advisor clients
Work closely with other operational departments and technology personnel
Achieve straight through processing while minimizing risk, exposure, and errors

Requirements

2-4 years brokerage trading, operations, and/or service experience
Series 7 or 99 (or the ability to obtain within 180 days)
Advanced Microsoft Excel skills required: ability to independently create VLOOKUPS, pivot tables, formulas, and macros; VBA experience is a plus
Attention to detail and high level of precision when executing procedures
Effective verbal and written communication skills
Ability to operate with autonomy and manage work independently
Capable of quickly learning operating systems and processes

Benefits

Health care coverage and emotional well-being support
Market-leading retirement
Generous paid time off and parental leave
Charitable giving employee match program
Educational assistance including student loan repayment, tuition reimbursement, and learning resources

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

brokerage tradingoperationsservice experienceMicrosoft ExcelVLOOKUPSpivot tablesformulasmacrosVBA

Soft Skills

attention to detailprecisioneffective communicationautonomyindependent workquick learning

Certifications

Series 7Series 99