Anti Money Laundering Investigator
skillventory - A Leading Talent Research Firm
full-time
Posted on:
Location Type: Hybrid
Location: Kentucky • New Hampshire • United States
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About the role
- Investigating and identifying incidents of possible suspicious activity
- Protecting Fidelity and its customers
- Ensuring Fidelity is fulfilling its regulatory requirements with regards to AML
- Supporting Financial Crimes Program Office efforts in order to maintain an effective AML Program
Requirements
- College degree and/or 8 – 10 years work experience in a relevant field
- 2+ years of experience in the financial services industry
- Previous Risk Management/Compliance/Anti-Money Laundering experience a plus
- Detailed knowledge of brokerage operations
- FINRA Series 7 preferred
- Working knowledge of Fidelity systems a plus
- Proven interpersonal skills; ability to work well in a small, collaborative team, while also communicating and interacting with senior executives
- Strong communications skills (both written and oral)
- Familiar with AML laws and regulations
- Require minimal direction and supervision as there will be a significant level of decision making.
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Professional development
- Flexible work arrangements
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
Risk ManagementComplianceAnti-Money LaunderingBrokerage OperationsFinancial Crimes ProgramIncident InvestigationRegulatory RequirementsDecision Making
Soft Skills
Interpersonal SkillsCollaborationCommunication SkillsTeamworkAbility to Work Independently
Certifications
FINRA Series 7