SEB

Compliance Officer

SEB

contract

Posted on:

Origin:  • 🇫🇮 Finland

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Job Level

Junior

About the role

  • Providing pro-active and expert advisory services on compliance issues to the business and management
  • Advising on regulatory/compliance risks associated with business cases and new products, processes, services and product concepts
  • Identifying and assessing regulatory developments
  • Developing SEB’s internal rules within the compliance area and communicating changes in internal rules
  • Providing information and regular training on compliance issues to all relevant employees
  • Leading and co-ordinating investigations of incidents within the compliance area, including responses to requests from regulatory authorities
  • Performing compliance monitoring activities and follow-up and report on outcome of monitoring
  • Participating in compliance quarterly reporting and other relevant reporting

Requirements

  • A master’s degree in law or equivalent
  • Minimum 1-5 years of relevant control function experience, preferably within compliance
  • Previous knowledge and work experience with the financial market regulatory environment (advantage)
  • Command in the financial crime prevention area (appreciated)
  • Ability to analyse, structure, co-ordinate and organise tasks in a busy environment and to work independently
  • A high level of integrity, good judgement, and personal courage to ensure independence
  • Good collaboration and communication skills with strong proficiency in written and spoken English and Finnish