Financial Advisor, Series 7, 65 or 66
San Blas Securities
full-time
Posted on:
Location Type: Remote
Location: Remote • 🇺🇸 United States
Visit company websiteJob Level
Mid-LevelSenior
About the role
- Serve as a Financial Advisor advising clients and managing client relationships
- Leverage an existing network of institutional clients to grow assets under management
- Operate on commission-based compensation with onboarding incentives
- Use BD, RIA, and Insurance platforms and custody/clearing services with RBC and Schwab
- Work remotely from home or own office and independently within the San Blas Securities network
- Support onboarding and transitions, including utilizing forgivable transition loans and reduced fees
Requirements
- 5+ years of proven success
- Series 7, 65 or 66 (Series 63 also mentioned) licenses required
- Portable existing client relationships are a requirement
- Self-starter with a strong work ethic and ability to work independently
Benefits
- Highly Competitive Payouts (80% to 90%+ for independents) & Incentives
- Onboarding Incentives including upfront forgivable transition loans
- Fees such as E&O, Technology and Tickets below industry norm
- Custody & Clearing with RBC & Schwab
- BD, RIA, and Insurance Platforms available
- Remote (work from home/own office) position
- Consideration of both W2 and 1099 affiliations
- Opportunity to leverage existing network of institutional clients
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Soft skills
self-starterstrong work ethicability to work independently
Certifications
Series 7Series 65Series 66Series 63