Compliance

• Develop and lead the GEC Assurance Program to examine compliance with regulatory requirements and internal policies/procedures
• Activities include the evaluation and testing of controls, policies, and processes for scalability, effectiveness, and efficiency
• Manage the annual assessment planning process
• Communicate potential program, documentation, or system developments and enhancements to senior management
• Develop and maintain program records and procedures including annual plans, activity inventory, program documentation, reports, and management action plans
• Collaborate with applicable stakeholders to convey the assessment process including impact, ownership, and management action plans for assessment findings
• Coordinate and lead meetings with Internal Audit, Global Legal Services, and Global Risk Services on risk-related topics such as emerging risk and enterprise risk appetite
• Provide technical expertise and support to GEC management and the Assurance Team on various policies, procedures, projects, and regulatory requirements
• Mentor associates within the department and continually develop team competencies
• Maintains current knowledge of industry practices, trends, and applications
• Perform other duties as assigned

Director, Compliance

GRC Services, Trust, Assurance Analyst

Senior Compliance Lead

Lead Analytics Consultant – Compliance Data, Analytics, and Visualization

Compliance Officer

PAC Compliance Consultant