Risk

• Report to the FLoD Director, Third-Party Management and execute TPRM oversight of highest risk-rated third parties in MUFG Americas
• Ensure Third-Party Risk Management Policies & Procedures are adhered to across the full TPRM lifecycle
• Ensure compliance with applicable rules and guidance (OCC, FRB, FDIC, SEC, FFIEC, FINRA; NYDFS; Japan FSA; Canada Superintendent of Financial Institutions; Latin American regulators)
• Interface with second line of defense (SLOD) review/challenge and Internal Audit
• Serve as primary TPRM support partner for SMEs, Business Unit Risk Managers (BURMs), and BU Management
• Support strategic planning execution for First Line of Defense (FLoD) TPRM
• Address, document and escalate Trigger Events for assigned engagements
• Prepare TPRM portfolio and third-party performance reporting for Risk and Management Committees
• Provide input into TPRM policy and system enhancements
• Execute TPRM metrics & reporting and provide insight into third-party activity and performance
• Provide oversight for outsourced TPM activities, ensuring contractual and SLA compliance
• Ensure all phases of the Third-Party Lifecycle (including Termination) are completed and documented
• Act as single point-of-contact for third parties to complete risk-driven questions and documentation
• Ensure issues and risks are remediated or appropriately escalated
• Ensure quality of documentation in FLoD and TPRM systems
• Support risk assessments for engagements and share information among TPMs and SRs as needed

Vice President, Third-Party Risk Management

Executive Risk Control Specialist – Large Accounts

Senior At-Risk Persons Investigator

GFC Manager, Global Payment Solutions – High Risk Products

Senior Academy Manager – Global Risk Management

Director of Information Governance