Compliance

• Conduct Anti-Money Laundering Red Flag reviews
• Analyze and disposition OFAC/Sanctions alerts
• Perform Post Processing reviews (Quality Assurance)
• Independently conduct investigations of questionable activity
• Review and disposition Red Flag alerts accurately for potential violations of firm policies or applicable rules and regulations
• Escalate to the appropriate department when necessary
• Ensure adherence to 'MUFG' Compliance Policies and Department’s Operating Manuals
• Support and attain department-wide goals and objectives
• Work collaboratively across functional teams and Second Line of Defense partners

Senior Analyst, Trade Services Operations Compliance

Business Control Manager – Technology Risk & Regulatory Engagement Lead

Compliance Specialist

Senior Export Compliance Officer

Senior Analyst – Regulatory Oversight

Compliance Analyst, MS