
Compliance Analyst
LendingTree
full-time
Posted on:
Location Type: Hybrid
Location: Charlotte • North Carolina • United States
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About the role
- Perform compliance testing and monitoring activities in accordance with the annual compliance testing plan.
- Document test results, supporting evidence, and identified issues in a clear and consistent format.
- Validate corrective actions to confirm issues have been remediated appropriately.
- Maintain organized records of testing results and workpapers to support internal and regulatory reviews.
- Prepare summaries of findings and assist with drafting monitoring and testing reports.
- Escalate potential compliance concerns to Compliance Director for review.
- Support ongoing enhancements to the Compliance Management Program.
- Stay current on relevant regulatory requirements and compliance best practices.
- Suggest process improvements to strengthen control environments and testing efficiency.
- Manage escalated consumer complaints, identify recurring trends, and assess themes to enhance business practices and improve customer experience.
Requirements
- Bachelor’s degree in business, legal studies, finance, marketing, or a related field; advanced degree preferred.
- 3–5 years of experience in a compliance, legal, or marketing review role within a banking or fintech organization. Exposure to compliance testing preferred.
- Basic understanding of financial regulations (e.g., UDAAP, ECOA, FCRA, GLBA) and compliance principles.
- Familiarity with compliance management program, testing frameworks, or audit methodologies is a plus.
- Demonstrated experience tracking, analyzing, and reporting customer complaints with a data-driven approach.
- Exceptional interpersonal, oral, and written communication skills, with the ability to interact with geographically dispersed teams.
- Strong analytical and problem-solving skills to guide decision-making, with attention to detail.
- Ability to manage multiple priorities and meet deadlines.
- Proven ability to adapt to a fast-paced, continuously evolving environment.
Benefits
- Generous benefits
- Wellness programs
- Time-off policies
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance testingmonitoring activitiesdocumenting test resultsvalidating corrective actionspreparing summariesanalyzing customer complaintscompliance management programtesting frameworksaudit methodologiesfinancial regulations
Soft Skills
interpersonal skillsoral communicationwritten communicationanalytical skillsproblem-solving skillsattention to detailtime managementadaptabilityprocess improvementcustomer experience enhancement