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About the role
Key responsibilities & impact- Managing a portfolio of clients regulated by the SFC and other global regulators
- Drafting compliance manuals and other compliance documentation for clients
- Establishing and maintaining the compliance infrastructure for clients
- Undertaking periodic compliance monitoring reviews at client premises
- Prepare and refine audit procedures for the conduct of audit engagements/projects across APAC
- Execute audit procedures to assess, design and operating effectiveness of internal controls
- Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects
- Drafting and/or reviewing regulatory reports and returns
Requirements
What you’ll need- Proven experience in a compliance role, for example within an SFC regulated firm or a compliance consultancy practice
- Good understanding of the financial services industry i.e. asset management and broking sectors
- Strong English oral and written communication skills
- Risk tolerant and comfortable in a rapidly changing environment
- Legal or audit background would be useful
- Excellent written and verbal communication skills that help represent diverse communities
Benefits
Comp & perks- 🌐 Worldwide ❌ Jobs You've Hidden ⭐️ Saved Jobs ✅ Applied Jobs ✉️ Email Alerts 👤 Account Kroll Website LinkedIn All Job Openings 5001 - 10000 employees Founded Kroll's nearly 100-year history 💸 Finance 🔐 Security 📋 Compliance Finance
- Security
- Compliance Kroll is a global provider of risk and financial advisory solutions. Headquartered in New York, with offices worldwide, Kroll specializes in valuation, compliance, corporate finance and restructuring, investigations and disputes, and digital technology solutions. They offer expertise in threat intelligence, financial crime prevention, enterprise risk management, cyber resilience, and environmental, social, and governance advisory. Kroll's services aim to help businesses navigate regulatory updates, manage risk, and optimize financial outcomes. Their comprehensive suite of solutions also includes managed security services, M&A advisory, and support for capital events. Senior Associate, Compliance Consulting 🔥 27 minutes ago 🏢🏡 Hong Kong – Hybrid ⏰ Full Time 🟠 Senior 🚔 Compliance Apply Now Find Hiring Managers Customize resume for this job Report problem ☆ Save ☑️ Mark as applied ❌ Hide 📋 Description
- Managing a portfolio of clients regulated by the SFC and other global regulators
- Drafting compliance manuals and other compliance documentation for clients
- Establishing and maintaining the compliance infrastructure for clients
- Undertaking periodic compliance monitoring reviews at client premises
- Prepare and refine audit procedures for the conduct of audit engagements/projects across APAC
- Execute audit procedures to assess, design and operating effectiveness of internal controls
- Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects
- Drafting and/or reviewing regulatory reports and returns 🎯 Requirements
- Proven experience in a compliance role, for example within an SFC regulated firm or a compliance consultancy practice
- Good understanding of the financial services industry i.e. asset management and broking sectors
- Strong English oral and written communication skills
- Risk tolerant and comfortable in a rapidly changing environment
- Legal or audit background would be useful
- Excellent written and verbal communication skills that help represent diverse communities Apply Now 📊 Check your resume score for this job Improve your chances of getting an interview by checking your resume score before you apply. Check Resume Score Similar Jobs Manager, Senior Manager – Advisory Compliance, Equities 🕒 February 18 TD 10,000+ employees 🏦 Banking 💸 Finance Website LinkedIn All Job Openings Senior Manager Advisory Compliance overseeing compliance activities for equities at TD. Building relationships and advising on regulatory developments for cash equities and derivatives in APAC. 🏢🏡 Hong Kong – Hybrid 💰 Grant on 2023-10 ⏰ Full Time 🟠 Senior 🚔 Compliance View More Compliance Jobs 🌐 Worldwide Built by Lior Neu-ner. I'd love to hear your feedback — Get in touch via DM or support@remoterocketship.com Search Search Jobs by country Search jobs by city Search jobs by job title Search entry-level jobs Search junior-level jobs Search senior-level jobs Search jobs by tech stack Search jobs by contract type Search remote internships Search remote part-time jobs Remote jobs Anywhere in the World Companies Hiring Anywhere in the World Companies Hiring Sales People Anywhere in the World Companies Hiring Software Engineers Anywhere in the World Resources Advice Tips for finding remote jobs Interview questions and answers Resume examples Cover letter examples Post a job Affiliates Privacy policy Terms of service Job board SEO course AI Apply Copilot OpenClaw job finder Jobs by Country Remote jobs anywhere in the world (Worldwide remote jobs) Remote jobs United States Remote jobs Australia Remote jobs Brazil Remote jobs Canada Remote jobs France Remote jobs Ireland Remote jobs Germany Remote jobs Netherlands Remote jobs Spain Remote jobs UK Popular Jobs Remote data analyst jobs Remote customer support jobs Remote executive assistant jobs Remote marketing jobs Remote product designer jobs Remote product manager jobs Remote project manager jobs Remote recruiter jobs Remote sales jobs Remote software engineer jobs Jobs by Type Remote full-time jobs Remote part-time jobs Remote contract jobs Remote internship jobs Remote entry-level jobs Remote jobs with no experience required Remote junior jobs (1-3 years of experience) Digital nomad jobs Remote jobs with no degree required Freelance remote jobs Temporary remote jobs Remote jobs hiring now Stay at home mom jobs
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Hard Skills & Tools
compliance documentationcompliance infrastructurecompliance monitoringaudit proceduresinternal controlsaudit reportsregulatory reports
Soft Skills
oral communicationwritten communicationrisk toleranceadaptability