Kroll

Senior Associate, Compliance Consulting

Kroll

full-time

Posted on:

Location Type: Hybrid

Location: Singapore • Singapore

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Job Level

Senior

About the role

  • Provide day-to-day support in the development, implementation and maintenance of compliance programs for a portfolio of registered investment advisers, including but not limited to:
  • Development and implementation of compliance policies and procedures - ensure compliance policies and procedures are effectively communicated to client, in accordance with the Firm’s regulatory requirements
  • Opportunity to develop MAS and other global regulatory knowledge and experience
  • Drafting compliance manuals and other compliance documentation for clients
  • Establishing and maintaining the compliance infrastructure for clients
  • Undertaking periodic compliance monitoring reviews at client premises
  • Writing compliance monitoring reports
  • Managing regulatory reporting schedules
  • Drafting and/or reviewing regulatory reports and returns
  • Providing ad hoc regulatory advice and solutions
  • Updating clients on regulatory change
  • Assisting Kroll in updating compliance material to take account of Rule changes

Requirements

  • Bachelor’s Degree required
  • Excellent written and verbal communication skills that help represent diverse communities
  • Experience working with diverse teams
  • Minimum 5+ years of experience with an exposure to compliance and alternative asset management industry
  • Proven experience in a compliance role, for example within an MAS regulated firm or a compliance consultancy practice
  • Detailed understanding of MAS rules and regulations
  • Good understanding of the financial services industry in particular the alternative asset management
  • Client facing, solutions focused skills
  • Driven, displays leadership skills, influences others as well as collaborative problem solver;
  • Clear, logical thought processes, ability to make decisions and articulate these clearly
  • Legal or audit background would be useful
Benefits
  • Client training opportunities
  • Networking with industry professionals
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
compliance policiescompliance procedurescompliance manualscompliance documentationcompliance monitoringregulatory reportingregulatory adviceregulatory changeMAS rulesalternative asset management
Soft Skills
written communicationverbal communicationteam collaborationclient facingsolutions focusedleadershipinfluencingproblem solvingdecision makingarticulation
Certifications
Bachelor’s Degree