Compliance

• Design and implement financial crime prevention frameworks.
• Advise clients on AML, KYC, sanctions, transaction monitoring and regulatory compliance.
• Translate regulatory changes into actionable business processes.
• Conduct gap analyses and recommend enhancements to compliance programs.
• Oversee risk assessments, audits, and remediation plans.
• Lead and mentor teams, fostering professional growth and collaboration.
• Utilize data analytics and emerging technologies to strengthen compliance.
• Build trusted client relationships and act as a primary point of contact.

Senior Manager, Investigations Diligence and Compliance – Specialist

Compliance Analyst

Senior Manager, Compliance Monitoring and Oversight

Fund Compliance Manager

Associate Director, Regulatory Compliance

Director – Governance, Risk and Compliance