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Compliance Manager
Kepler CheuvreuxCompliance Manager ensuring regulatory adherence for financial services in Paris. Overseeing compliance controls and advising on risk management.
About the role
Key responsibilities & impact- Monitoring client-related compliance: assessing the appropriateness of services and the eligibility of products relative to the business model (MiFID II)
- Regulatory compliance (MiFID II)
- Market activity surveillance (MiFIR, MAR)
- Management of non-compliance risks
- Maintaining and updating the compliance control program
- Supervising and coordinating junior staff
- Proposing improvement plans for compliance processes
Requirements
What you’ll need- Degree from a business school or university (business, law, or finance)
- Minimum 8 years’ experience in control functions within an investment firm (AMF supervision, excluding asset management companies)
- At least 4 years in Compliance at a senior level
- Strong analytical skills, ability to identify issues and propose solutions
- Good understanding of business issues related to order execution on the markets
- Excellent communication and reporting skills
- Ability to handle multiple matters concurrently and work autonomously
- Fluency in French and English
Benefits
Comp & perks- Flexible work arrangements
- Opportunities for professional development
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
regulatory compliancecompliance control programmarket activity surveillanceMiFID IIMiFIRMARnon-compliance risk managementanalytical skillsorder execution
Soft Skills
communication skillsreporting skillsproblem-solvingautonomyability to handle multiple matterssupervisory skillscoordination skills