Jobs2web

Senior Investment Auditor

Jobs2web

full-time

Posted on:

Location Type: Office

Location: Springfield • Illinois • United States

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Salary

💰 $86,256 - $134,561 per year

Job Level

Senior

About the role

  • Serve as lead auditor for investment-related audit engagements and provide guidance and training to Internal Auditors assigned to investment audits.
  • Plan and manage assigned investment audits, including defining objectives and scope, documenting investment processes and procedures, performing investment risk and internal control assessments, and developing detailed audit programs.
  • Research and develop audit programs for new and recurring investment audits, considering prior audit results, investment policies and guidelines, contracts, applicable laws, rules, and regulations.
  • Lead audit entrance and exit conferences and meetings with investment management and other stakeholders to discuss audit objectives, progress, results, and compliance matters.
  • Perform audit procedures in accordance with IIA standards, including analyzing complex investment and financial data using auditing and data analytics tools.
  • Identify audit issues and develop practical, risk-based recommendations; and document audit work and conclusions in audit work papers.
  • Prepare clear, concise audit reports and review them with Internal Audit Management.

Requirements

  • Bachelor's degree in accounting, finance, business administration, economics, or a related field
  • Professional certification such as CPA, CIA, CISA, or CFA preferred
  • Five or more years of progressively responsible experience in investment auditing, of risk, compliance, operations, accounting, or public pension experience preferred
  • Proficiency with Microsoft Office Suite; experience with audit or data analytics tools is a plus
  • Experience with institutional investment programs, including public and private market strategies
  • Experience working with senior investment professionals and executive leadership
Benefits
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Applicant Tracking System Keywords

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Hard Skills & Tools
investment auditingrisk assessmentinternal control assessmentaudit program developmentdata analyticsfinancial data analysisaudit proceduresaudit report preparationcompliance assessmentinvestment process documentation
Soft Skills
leadershipcommunicationtrainingstakeholder engagementproblem-solvinganalytical thinkingorganizational skillsattention to detailcollaborationpresentation skills
Certifications
CPACIACISACFA