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Compliance Advisor – Career Network, Dedicated Network
iA Financial Group (Industrial Alliance)Conseiller(ère) en conformité responsible for ensuring regulatory compliance in financial products distribution for iA Financial Group. Role involves strategy implementation, collaboration, and compliance advisory.
About the role
Key responsibilities & impact- Participate in implementing strategies to maximize business quality and ensure compliance with regulatory obligations
- Support the Director, Business Quality, and the Senior Compliance Advisor in the firm’s strategic projects
- Provide guidance and recommendations to ensure regulatory compliance of distribution activities
- Advise and support stakeholders and colleagues on applicable compliance rules
- Support the Career Network and the Dedicated Network with compliance advice related to the distribution of financial products and services
- Collaborate with individual compliance advisors in monitoring business practices
- Actively participate in development projects for the Career Network and the Dedicated Network
- Contribute to the development of digital tools related to distribution activities by addressing compliance aspects
- Produce and document reports for management
- Collaborate with Business Quality analysts and advisors to strengthen the compliance culture
- Participate in risk management by making recommendations, including implementing corrective measures and controls
Requirements
What you’ll need- Bachelor's degree in law or other relevant field
- Five (5) years of experience in the financial services sector or in a similar role
- Recognized for strategic analytical skills and a client‑advisory approach
- Strong interpersonal and writing skills
- Demonstrates strong rigor, synthesis ability, and the capacity to positively influence business partners
- Advanced proficiency in English
Benefits
Comp & perks- Flexible group benefits
- Competitive retirement plan
- Employee share purchase plan
- Vacation program and wellness & personal development days
- Telemedicine
- Employee and Family Assistance Program
- Ergonomic furniture program
- Performance bonuses
- Discounts on iA products
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
regulatory compliancerisk managementstrategic analytical skillsreport documentationdigital tools development
Soft Skills
interpersonal skillswriting skillsclient-advisory approachinfluencesynthesis ability
Certifications
Bachelor's degree in law