Senior Advisor, Governance, IT, Operational Risk and Compliance
Desjardins
Manager, Trade Conduct Compliance
iA Financial Group (Industrial Alliance)
full-time
Posted on:
Location Type: Hybrid
Location: Montreal • 🇨🇦 Canada
Visit company websiteJob Level
SeniorLead
About the role
- Lead and oversee the Trade Conduct Compliance team (Compliance Officers, Analysts, Interns), ensuring high performance and accountability
- Develop, adjust, and implement departmental plans and priorities to address operational challenges and support evolving business objectives
- Foster a culture of accountability and continuous professional development through coaching and guidance
- Ensure compliance with industry regulations by proactively adapting strategies and processes
- Serve as a subject matter expert and registered supervisor for trading desks, including Forex, while identifying and mitigating risks in trading activities
Requirements
- 7 years of experience in the investment industry, preferably with a CIRO member firm
- Completed key industry certifications (CSC, IDSC, CPH, Futures Licensing, Derivatives Fundamentals, Commodity Supervisors Exam)
- Full working proficiency in French
- Known for strategic thinking and sound judgment in complex regulatory environments
- Strong analytical, problem-solving, and communication skills
- Deep understanding of trading processes and compliance frameworks
- Ability to develop high-performing teams
Benefits
- Flexible group insurance
- Competitive pension plan
- Stock purchase plan
- Vacation and wellness/personal development days
- Telemedicine
- Employee and family assistance program
- Ergonomic furniture program
- Performance bonus
- Discounts on iA products
- Healthy, safe, fair, and inclusive environment
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
trading processescompliance frameworksrisk mitigationstrategic thinkinganalytical skillsproblem-solving skillscommunication skills
Soft skills
leadershipcoachingaccountabilityteam developmentjudgment
Certifications
CSCIDSCCPHFutures LicensingDerivatives FundamentalsCommodity Supervisors Exam
