Compliance QC Specialist

Human Interest

Implementation QC Manager ensuring compliance of startup and conversion plans for a high-growth fintech firm. Collaborating with clients and teams to increase efficiency and accuracy in operations.

Posted 7/20/2026full-timeRemote • 🇺🇸 United StatesSeniorLead💰 $70,000 - $80,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates extensive 401(k) compliance expertise, with a strong focus on process improvement and meticulous attention to detail. Capable of managing multiple tasks and collaborating effectively with sales teams to ensure accurate plan launches.

Highest-signal resume keywords

401(K) Compliance ExperienceBenefits Analysis DraftingProcess ImprovementAttention to DetailOrganizational Skills

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Benefits AnalysisPlan Document ReviewRisk MitigationCompliance Issue ResolutionPlan Launch Auditing

Soft Skills

Self-StarterGood Organizational Skills

Certifications & Qualifications

QKA

Industry Keywords

Plan Design FeaturesSales ActivationInternal Sales SupportOnboarding Processes

About the role

Key responsibilities & impact

Works directly with prospective clients to ensure plan design features match our product capabilities to increase launch rates
Research conversion plan documents and identify issues and mitigate risks with product limitations
Draft and review Benefits Analysis prior to Sales Activitiation Specialist/Plan Sponsor discussion
Audit Benefit Analysis, plan document and system setup prior to plan launch
Review systems and plan documents for accuracy
Research and respond to a high volume of requests for resolution of compliance issues and problems presented by internal sales and onboarding employees in order to assist with closing leads
Work closely with Sales Activitiation Specialist to ensure accuracy before plan launches.

Requirements

What you’ll need

You have 10+ years of 401(k) experience, particularly around compliance
QKA preferred
You are passionate about process; constantly on the lookout for inefficiencies that can be improved
You are a self-starter and enjoy learning new programs, systems, and tools
You have meticulous attention to detail - rarely making typos and noticing discrepancies that others would miss
You have good organizational skills, are able to juggle multiple tasks with varying deadlines and stakeholders without dropping the ball
Bachelor's degree or equivalent experience.

Benefits

Comp & perks

A great 401(k) plan: Our own! Our 401(k) includes a dollar-for-dollar employer match up to 4% of compensation (immediately vested) and $0 plan fees
Top-of-the-line health plans, as well as dental and vision insurance
Competitive time off and parental leave
Addition Wealth: Unlimited access to digital tools, financial professionals, and a knowledge center to help you understand your equity and support your financial wellness
Lyra: Enhanced Mental Health Support for Employees and dependents
Carrot: Fertility healthcare and family forming benefits
Candidly: Student loan resource to help you and your family plan, borrow, and repay student debt
Monthly work-from-home stipend; quarterly lifestyle stipend
Engaging team-building experiences, ranging from virtual social events to team offsites, promoting collaboration and camaraderie.