Associate Principal Analyst, Market Strategy – Research

FINRA

Associate Principal Analyst conducting regulatory strategy analysis for FINRA. Collaborating on market research and developing reports for senior management and the Management Committee.

Posted 6/17/2026full-timeNew York City • California, Colorado, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, Texas, Virginia, Washington • 🇺🇸 United StatesJuniorMid-Level💰 $96,600 - $180,400 per yearWebsite

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

data analyticsreportingqualitative researchregulatory strategySWOT analysisproject managementprocess improvementgoal attainment

Soft Skills

collaborationteam buildingwritten communicationverbal communicationorganizational skills

Industry Keywords

securitiescompliancefinancial regulationregulatory issuesmarket conditionsSEC oversightEnterprise Risk Management

About the role

Key responsibilities & impact

Provide analysis critical to proactive regulatory risk assessment and the development of regulatory strategy
Work closely with senior staff to conduct continuous qualitative research into market conditions and developments
Develop and deliver reports on regulatory issues and trends for senior management
Assess and analyze issues for senior leadership
Support development of Surveillance environmental SWOT analysis
Collaborate with the senior management team on SEC oversight inspections
Develop presentations and reports for the board and Management Committee
Prepare for and respond to significant market events
Participate in Surveillance’s engagement with Enterprise Risk Management

Requirements

What you’ll need

Bachelor's Degree
Minimum of five (5) years of experience in securities, compliance or financial regulation
Proven record of creating and providing reporting using metrics, analysis, and data analytics
Strong collaborator and team builder
Excellent written and verbal communication skills
Exceptional organizational skills
Proven record of project management, process improvement and goal attainment skills

Benefits

Comp & perks

Comprehensive health, dental and vision insurance
Basic life insurance
Accidental death and dismemberment insurance
Supplemental life insurance
Spouse/domestic partner and dependent life insurance
Short- and long-term disability insurance
Long-term care insurance
Business travel accident insurance
Disability and legal insurance
401(k) plan with company match
FINRA-funded retirement contribution
Tuition reimbursement
Commuter benefits
Adoption assistance
Backup family care
Surrogacy benefits
Employee assistance programs
Wellness programs
15 days of paid time off
5 personal days
9 sick days
2 volunteer service days
9 paid holidays