Senior Analyst, Public Offerings

FINRA

Senior Analyst conducting assessments and analysis of corporate financing filings for FINRA. Supporting operational functions and regulatory compliance with a focus on market integrity in the United States.

Posted 6/13/2026full-timeRockville • Maryland, Virginia • 🇺🇸 United StatesSenior💰 $72,300 - $155,100 per yearWebsite

About the role

Key responsibilities & impact

Conducts routine and complex assessments and analysis of FINRA firms’ Corporate Financing filings and related investigative matters
Analyzes filings for violations of rules, regulations, statutes, and policies
Drafts well-written correspondence and analysis
Delivers high-quality work product that reflects and leverages acquired knowledge, training, feedback, and guidance with limited corrections
Monitors workflow and task completion
Responds to internal and external requests and inquiries regarding filings reviews
Escalates complex and/or sensitive matters and developments to second reviewers and/or managers
Participates in and contributes to internal and external meetings related to assigned work
Keeps current with relevant rules, regulations, statutes, and policies governing filings
Demonstrates the culture of intelligence, integrity, and initiative in day-to-day interactions with the team

Requirements

What you’ll need

Bachelor’s degree in Finance, Accounting, Business, or related field
At least three (3) years of related industry experience
Demonstrate initiative to work on projects involving data analytics
Excellent written and oral communication skills
Excellent organizational skills
Must be detailed oriented
Ability to manage assigned work and multiple priorities
Excellent time-management and problem-solving skills

Benefits

Comp & perks

Health, dental and vision insurance
Basic life insurance
Accidental death and dismemberment insurance
Short- and long-term disability insurance
Long-term care insurance
Business travel accident insurance
Legal assistance
FINRA-funded retirement contributions
401(k) plan with company match
Tuition reimbursement
Commuter benefits
Adoption assistance
Backup family care
Surrogacy benefits
Employee assistance program
Wellness programs
15 days of paid time off
5 personal days
9 sick days
2 volunteer service days
Military leave
Jury duty leave
Bereavement leave
Childbirth and parental leave
9 paid holidays

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

data analyticsfinancial analysisregulatory compliancefiling analysisinvestigative analysis

Soft Skills

written communicationoral communicationorganizational skillsattention to detailtime managementproblem-solvinginitiative

Certifications

Bachelor’s degree in FinanceBachelor’s degree in AccountingBachelor’s degree in Business