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About the role
Key responsibilities & impact- Manage the RegOps strategy team to provide direction, leadership, transparency, and support delivery across goals
- Drive forward-looking strategy formation and strategic planning excellence across Regulatory Operations
- Develop consolidated roadmap of priorities across Regulatory Operations
- Work closely with Senior Leadership Team to establish annual strategic goals
- Lead a cultural shift from reactionary execution to strategic and visionary planning of key initiatives
- Engage and act as liaison with Program Delivery to identify and implement appropriate project management approaches
Requirements
What you’ll need- Bachelor's degree
- Minimum of ten (10) years’ experience in the financial services industry or in financial services regulation
- Advanced degree preferred
- Certification in Project Management discipline preferred
- Exceptional organizational skills
- Experience making internal and external presentations to executive and senior level management
- Substantial knowledge of, and experience with, the regulation and operation of U.S. broker-dealers
- Strong leader, collaborator, and team builder with excellent written and verbal communication skills
- Proven record of acting independently in an unstructured environment
Benefits
Comp & perks- Health insurance
- 401(k) matching
- Comprehensive health, dental and vision insurance
- Immediate participation and vesting in a 401(k) plan with company match
- Eligibility for participation in additional FINRA-funded retirement contribution
- Tuition reimbursement
- Commuter benefits
- Adoption assistance
- Backup family care
- Surrogacy benefits
- Employee assistance programs
- Wellness programs
- Paid time off including 15 days of paid time off, 5 personal days, and 9 sick days
- Two volunteer service days
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
project managementstrategic planningregulatory operations
Soft Skills
leadershiporganizational skillscommunication skillscollaborationteam buildingpresentation skills
Certifications
Project Management certification