FINRA

Undergraduate Intern – Finance, Accounting, Business

FINRA

internship

Posted on:

Location Type: Hybrid

Location: RockvilleIllinoisMarylandUnited States

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Salary

💰 $23 - $34 per hour

Job Level

About the role

  • Assisting investigators and managers with the investigative processes
  • Analysis of surveillance alerts, trade data and other evidence obtained in connection with Financial Crimes investigations
  • Learning how to determine member firm regulatory compliance
  • Assisting in reviewing and analyzing customer complaints and investigations
  • Assisting with reviewing, analyzing, and comparing documents and information on firm finances, policies, procedures, practices, and products to security industry rules, regulations and guidelines
  • Assisting in preparing memoranda and reports regarding investigations
  • Collecting, preparing and itemizing exhibits for reports of investigations
  • Assisting in collecting historical pricing data utilizing market trade data and prepare FINRA's examination schedules
  • Performing research on various matters

Requirements

  • Enrollment in the final two years of degree program in Finance, Accounting, Business Administration or related program
  • Work experience in a financial, brokerage or investment environment is a plus
  • Strong work ethic, positive attitude and professional demeanor
  • Ability to work with others to meet deadlines
  • Proficiency in Microsoft Office
  • Ability to perform multiple tasks efficiently and accurately
Benefits
  • Health insurance
  • 401(k) plan with company match
  • Tuition reimbursement
  • Commuter benefits
  • Paid time off (15 days)
  • Personal days (5 days)
  • Sick days (9 days)
  • Volunteer service days (2 days)
  • Comprehensive wellness programs
  • Immediate participation in additional FINRA-funded retirement contribution

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
financial analysisregulatory compliancedocument analysisevidence collectiondata analysisreport writingmarket researchpricing data analysisinvestigative processescustomer complaint analysis
Soft skills
strong work ethicpositive attitudeprofessional demeanorteamworkdeadline managementmultitaskingattention to detailcommunication skillsorganizational skillsanalytical thinking