Eqvilent

IT Compliance Manager

Eqvilent

full-time

Posted on:

Origin:  • 🌎 Anywhere in the World

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Job Level

Mid-LevelSenior

Tech Stack

CloudPythonSDLCSQL

About the role

  • Lead major compliance projects such as ICT implementation reviews and compliance sign-offs; Implementation of new regulatory requirements across specific markets or asset classes; Compliance integration for new market access or trading venues
  • Manage project timelines, resources, and stakeholder expectations
  • Define project scope, deliverables, and success metrics
  • Coordinate cross-functional teams to ensure successful project implementation
  • Lead compliance oversight of ICT implementations and technology projects
  • Review and approve technology changes from a compliance perspective
  • Monitor compliance with regulatory technical standards (e.g., MiFID II RTS 6 algorithmic trading requirements)
  • Collaborate with technology teams to embed compliance controls in system architecture
  • Oversee compliance aspects of system development lifecycle (SDLC)
  • Ensure proper documentation and audit trails for all technology implementations
  • Stay updated on global regulatory standards and adapt strategies as necessary for each jurisdiction
  • Act as a compliance liaison for technology and trading teams
  • Participate in and respond to regulatory examinations and inquiries
  • Present compliance metrics and project updates to stakeholders

Requirements

  • Bachelor’s degree in Computer Science, Information Technology, or related field (Master’s or JD preferred)
  • Relevant professional certifications (e.g., ITIL 4, ISO/IEC 27001, CISA, CRISC)
  • Demonstrated experience in technology compliance and ICT implementation oversight
  • ICT governance and control frameworks
  • Algorithm development and testing requirements
  • System change management processes
  • Technology audit and compliance testing
  • Experience with order types, market data, and execution venues
  • Knowledge of regulatory technical standards for electronic trading