Compliance Officer, Associate
Deutsche Börse
full-time
Posted on:
Location Type: Office
Location: Singapore • Singapore
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About the role
- Ensure the activities of Clearstream Banking Luxembourg S.A. are conducted in accordance with applicable laws, regulations, circulars, and directives
- Implement and execute the CBL Quality Assurance program that covers all essential Compliance topics for 1LoD and 2LoD
- Implement and monitor the CBS Data Protection program as the second line of defense
- Handle queries and information requests from the authorities in a timely manner
- Provide advisory support and gaps analysis in regulatory compliance matters including the analysis of local news or revised regulatory requirements
- Ensure regulatory compliance of the Branch with Singapore banking laws in general and regulations related to Wholesale Banking License, Recognized Clearing House and Personal Data Protection Act in particular
- Monitor all relevant national and international regulatory changes in Dubai, Hong Kong, Australia and Japan, and always ensuring compliance
- Provide Compliance training to new employees
- Support ad-hoc projects related to Compliance topics
- Adhere to the required Compliance governance for the Branch
- Provide support in regulatory reporting and perform certain periodic/ad-hoc reporting to authorities
- Assist in performing periodic review of the Branch’s compliance manuals and ensure they are aligned with CBL Compliance procedures
- Prepare for Monthly Compliance meetings and take minutes
- Handle internal and external audits.
Requirements
- At least 7 to 10 years of work experience
- Minimally 7 years in compliance
- Strong working knowledge on banking regulations and compliance guidelines in Singapore
- Proficiency in written and spoken English; proficiency in any other languages would be an additional benefit
- Advanced skills in MS Word, Excel and Co-Pilot
- Excellent understanding of AML/CFT and KYC regulations on Credit Institutions
- Knowledge of cross-border and (International) Central Securities Depository (I)CSD is a strong plus
- Strong analytical, organizational and communication skills
- Good communication skills with the ability to communicate effectively across time-zones and different cultural backgrounds
- Highly motivated team player who thrives in an international work environment and possesses a global perspective
- Ability to understand and transform complex data and produce meaningful analytics.
Benefits
- Health insurance
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
complianceregulatory complianceAMLCFTKYCdata protectiongaps analysisregulatory reportingbanking regulationscross-border securities
Soft Skills
analytical skillsorganizational skillscommunication skillsteam playermotivatedability to communicate across culturesability to transform complex dataadvisory supporttraining skillsproject support