Advertising Analyst

Dayforce

Advertising and Supervision Analyst managing compliance oversight of marketing materials and external communications in financial services firms. Collaborating with various financial entities and regulatory bodies for effective compliance.

Posted 7/29/2026full-timeRemote • Arizona, Texas • 🇺🇸 United StatesMid-LevelSeniorWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in regulatory compliance within financial services, particularly in advertising and communications, while effectively collaborating with various stakeholders. Proficient in interpreting SEC and FINRA regulations, with a strong focus on customer service and training.

Highest-signal resume keywords

FINRA Series 7 LicenseFINRA Series 24 LicenseSEC Marketing Rule KnowledgeAdvertising Compliance ExperienceDigital Marketing Trends Understanding

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Regulatory ResearchAdvertising ReviewContent StrategyCompliance Procedures DevelopmentAnalytical Skills

Soft Skills

Strong Communication SkillsCritical ThinkingAttention to DetailTeam CollaborationClient Focus

Certifications & Qualifications

FINRA Series 7 LicenseFINRA Series 24 LicenseSeries 66 (within 3 months of hire)

Industry Keywords

FINRASECAdvertising ComplianceDual-Registrant EnvironmentSecurities ProductsInsurance ProductsInvestment Advisory Services

About the role

Key responsibilities & impact

Provide subject matter expertise in reviewing sales literature, marketing materials, and communications, while proactively assisting financial professionals in aligning content with regulatory requirements and internal policies.
Contribute to the development and maintenance of controls, systems, procedures, and records as required by FINRA, SEC, and state regulators.
Support the creation and updates of supervisory procedures, training content, a compliance-approved materials library, and internal communications.
Responsible for the supervisory review of written and electronic correspondence.
Responsible for the supervisory review of outside business activities (OBA).
Participate in the training and mentorship of Advertising Compliance Analysts.
Collaborate effectively with financial professionals, product partners, RIAs, agents, advertising agencies, and PR firms.
Assist in training internal teams and field staff on advertising processes, systems, and regulations.
Elevate relevant questions or concerns to senior analysts or management as appropriate.
File advertising and communications with FINRA as required.
Conduct regulatory research as needed.
Demonstrate professionalism, accountability, client focus, and teamwork as part of the firm’s cultural commitment.

Requirements

What you’ll need

Bachelor’s Degree preferred
Minimum 5 years industry experience
Consistent delivery of excellent customer service.
Strong understanding of digital marketing trends, content strategy, and social media use in financial services.
Experience working within a dual-registrant environment (broker-dealer and RIA).
Solid knowledge of SEC Marketing Rule requirements, including rules around third-party awards, endorsements, testimonials, and performance advertising.
In-depth familiarity with FINRA and SEC advertising/communications regulations.
Ability to interpret and reconcile regulatory rules with proposed advertising materials.
Strong verbal and written communication skills; ability to explain complex compliance concepts clearly and constructively.
Exercise sound judgment, critical thinking, and strong analytical skills to navigate complex regulatory guidelines independently, while maintaining exceptional attention to detail and collaborating effectively within a team environment.
Understanding of securities and insurance products, as well as investment advisory services.
FINRA Series 7 License required
FINRA Series 24 License required
Series 66 within 3 months of hire.

Benefits

Comp & perks

🌐 Worldwide ❌ Jobs You've Hidden ⭐️ Saved Jobs ✅ Applied Jobs ✉️ Email Alerts 👤 Account Dayforce Website LinkedIn All Job Openings 5001 - 10000 employees 👥 HR Tech ☁️ SaaS 💰 $1G Post-IPO Debt - Dayforce on 2024-03 HR Tech
SaaS Dayforce is a cloud-based human capital management (HCM) platform (part of Ceridian) that provides payroll, workforce management (time & attendance), HR, benefits administration, and talent management as an integrated SaaS solution. It is used by employers to streamline workforce processes, run payroll, manage compliance, and gain real-time HR and payroll insights across mid-market and enterprise organizations. Advertising Analyst Job not on LinkedIn 🔥 7 minutes ago 🌵 Arizona, Texas – Remote ⏰ Full Time 🟡 Mid-level 🟠 Senior 🧐 Analyst Apply Now Find Hiring Managers Customize resume + cover letter Report problem ☆ Save ☑️ Mark as applied ❌ Hide 📋 Description
Provide subject matter expertise in reviewing sales literature, marketing materials, and communications, while proactively assisting financial professionals in aligning content with regulatory requirements and internal policies.
Contribute to the development and maintenance of controls, systems, procedures, and records as required by FINRA, SEC, and state regulators.
Support the creation and updates of supervisory procedures, training content, a compliance-approved materials library, and internal communications.
Responsible for the supervisory review of written and electronic correspondence.
Responsible for the supervisory review of outside business activities (OBA).
Participate in the training and mentorship of Advertising Compliance Analysts.
Collaborate effectively with financial professionals, product partners, RIAs, agents, advertising agencies, and PR firms.
Assist in training internal teams and field staff on advertising processes, systems, and regulations.
Elevate relevant questions or concerns to senior analysts or management as appropriate.
File advertising and communications with FINRA as required.
Conduct regulatory research as needed.
Demonstrate professionalism, accountability, client focus, and teamwork as part of the firm’s cultural commitment. 🎯 Requirements
Bachelor’s Degree preferred
Minimum 5 years industry experience
Consistent delivery of excellent customer service.
Strong understanding of digital marketing trends, content strategy, and social media use in financial services.
Experience working within a dual-registrant environment (broker-dealer and RIA).
Solid knowledge of SEC Marketing Rule requirements, including rules around third-party awards, endorsements, testimonials, and performance advertising.
In-depth familiarity with FINRA and SEC advertising/communications regulations.
Ability to interpret and reconcile regulatory rules with proposed advertising materials.
Strong verbal and written communication skills; ability to explain complex compliance concepts clearly and constructively.
Exercise sound judgment, critical thinking, and strong analytical skills to navigate complex regulatory guidelines independently, while maintaining exceptional attention to detail and collaborating effectively within a team environment.
Understanding of securities and insurance products, as well as investment advisory services.
FINRA Series 7 License required
FINRA Series 24 License required
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