coni+partner AG

Controller, Compliance Rules

coni+partner AG

full-time

Posted on:

Location Type: Hybrid

Location: Zürich • 🇨🇭 Switzerland

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Job Level

Mid-LevelSenior

About the role

  • Responsible for ensuring compliance with banking law regulations, regulatory requirements and internal rules in a as a 2nd line of defense (2nd LoD) function
  • Ensuring an independent compliance function (e.g. MiFID, AML, market conduct rules and ESMA's technical implementation standards, EU-MAR) and its effectiveness in the operational business areas, including cross border business
  • Ensuring compliance with international cross-border regulations and the further development of internal rules and processes
  • Ensuring the controlling of compliance risks, the ongoing evaluation of the regulations issued for compliance and the possible effects, advising senior management
  • Ensuring that compliance implements the risk-oriented control programme
  • Ensuring regular, meaningful reporting to senior management, which serves as a basis for decision-making by the executive board
  • Ensuring unrestricted rights to information, inspection and auditing in business functions and IT systems
  • Cooperating with financial market supervisory authorities on regulatory issues, coordination work
  • Monitoring regulatory changes, communicating new developments and preparing analyses of possible impacts on the bank
  • Conducting target group-specific training courses
  • Ad hoc projects

Requirements

  • Master's or PhD in Law or Economics
  • Additional qualifications in the areas of compliance or governance
  • Professional experience in banking auditing in a large company as a manager or senior manager, in the business risk department of an international bank or in the compliance department of a financial market supervisory authority or the European Central Bank (ECB)
  • Specialization as a 2nd line of defense (2nd LoD) in financial market regulation and interest in the impact of regulatory changes on banking operations
  • Knowledge of e.g. MiFID, AML, market conduct rules and ESMA's technical implementation standards, EU-MAR regulations
  • Experience in project management and the implementation of regulatory projects
  • Knowledge of regulatory requirements in Switzerland and Liechtenstein as well as European regulation
  • Analytical, proactive personality with a practical, solution- and results-oriented mindset and team orientation
  • Interest in coordination activities and giving presentations
  • IT flair and very good MS Office skills
  • German and English
Benefits
  • Flexible work arrangements

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
compliancebanking law regulationsMiFIDAMLmarket conduct rulesESMA technical implementation standardsEU-MARregulatory requirementsproject managementregulatory projects
Soft skills
analyticalproactivesolution-orientedresults-orientedteam orientationcoordinationpresentation skills
Certifications
Master's in LawPhD in Lawqualifications in compliancequalifications in governance