Investigate and analyze manual referrals and automated alerts stemming from transaction monitoring systems
Conduct due diligence research and KYC reviews on transaction activities across internal and external tools to assess legitimacy and mitigate risks.
Document findings and create written narratives to support case investigations.
Recommend case decisions based on investigative results in line with regulatory requirements and best practices
Identify patterns or emerging risks
Collaborate with cross-functional teams to evaluate, refine, and optimize compliance workflows, models, and procedures. Focus on improving efficiency, efficacy, scaling resources, and introducing industry best practices.
Act as a subject matter expert for new and existing Compliance Operations tools, processes, and future enhancements.
Test compliance tools, rules, and/or detection models, providing actionable feedback to technology machine learning teams.
Remain current with industry standards and developments in the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to case investigation
Maintain detailed documentation to demonstrate compliance with regulations and internal policies and procedures

Requirements

Minimum of 3-5 years of relevant experience in traditional financial services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters.
Strong interpersonal, analytical, and communication (verbal and written) skills
Experience working with Google apps
Flexible and adaptable to the evolving needs of a high-growth and fast paced organization environment
Ability to think both strategically and operationally, with an eye for identifying risks and opportunities early.
Creativity and problem-solving skills to address unstructured challenges.
Nice to haves:
Relevant experience in EDD and Transaction Monitoring workflows including SAR narrative drafting and filing
Experience in project management, data analytics, and/or third-party vendor management
Proficiency with business intelligence tools such as Looker/Tableau/PowerBI, JIRA, Hummingbird, and Salesforce Service Cloud.
Experience collaborating with internal external outsource business partners
Professional certification in AML or Fraud (e.g. CAMS, CFCS, CFE)
Advanced degree in business, finance, or customer experience (CX)

Benefits

Health insurance
401(k) matching
Flexible work hours
Paid time off
Remote work options

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

KYCEDDtransaction monitoringcompliance investigationsdata analyticsproject managementSAR narrative draftingbusiness intelligencerisk assessmentcompliance documentation

Soft Skills

interpersonal skillsanalytical skillscommunication skillscreativityproblem-solvingstrategic thinkingoperational thinkingflexibilityadaptabilitycollaboration

Certifications

CAMSCFCSCFE