Senior Associate, Compliance Testing and Assurance
Coinbase
full-time
Posted on:
Location Type: Remote
Location: Remote • 🇱🇺 Luxembourg
Visit company websiteSalary
💰 €87,125 per year
Job Level
Senior
About the role
- Assist in designing, implementing, and enhancing enterprise-wide CMT Program methodologies and governance documents.
- Participate in developing a risk-based annual CMT plan in collaboration with Compliance staff in the International, Institutional, Product, Tools and BSA/AML Teams.
- Contribute to the creation of periodic reporting for the annual CMT plan progress, results, and status of remediation plans.
- Perform and manage assigned CMT activities in the lifecycle of planning, execution, reporting, and issue remediation, and provide escalation as needed.
- Prepare reports on results of CMT activities and work with stakeholders in root cause analysis and remediation plans.
- Maintain issues and remediation-related information and documentation in a central repository - Archer.
- Track and validate the implementation of remediation plans submitted by issue owners to verify that issues identified during testing and monitoring are remediated.
- Participate in training and/or awareness materials (as needed) regarding the CMT Program.
- Stay current on regulatory development and industry events to identify trends and emerging risks impacting Coinbase products and the CMT Program.
- Conduct other duties as assigned.
Requirements
- 5+ years experience of executing CTA program, testing plan, and activities across a diverse range of financial services/products
- Working knowledge of laws, regulations, risk management practices for financial services
- Track record of delivering work outcome to budget and meet quality standard
- Hands-on involvement in developing and producing metrics and reporting
- Strong written/verbal communication, critical thinking and problem-solving skills
- Highly-motivated, analytical, organized, innovative and adaptive
- Good presentation skills, multi-tasking capability, team-oriented, and a self-starter
- Proven ability to work collaboratively with global partners in other functional units
- Flexibility to work extended hours to meet deadlines, when necessary
- Ability to work with limited direction from management when situations occur
- Proficient in PowerPoint/Google Slides and Excel/Google Sheets
- A BA/BS degree in business, finance, and other related fields
Benefits
- bonus eligibility
- equity eligibility
- benefits (including medical, dental, and vision)
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
CMT Program methodologiesrisk-based annual CMT planroot cause analysisremediation plansmetrics and reportingtesting planrisk management practicesfinancial services
Soft skills
written communicationverbal communicationcritical thinkingproblem-solvinganalyticalorganizedinnovativeadaptivepresentation skillsteam-oriented