Compliance

• The Regulatory Engagement Management Lead will be responsible for supporting the Head of Regulatory Exam Management with the development, management, execution, and continued improvement of the team. Coordination and management of regulatory examinations, which includes:
• Identify responsible individuals for information requests and disseminate First Day Letters to Stakeholders.
• Facilitate meetings to explain examination scope, process, roles, and regulatory expectations.
• Coordinate and summarize regulatory meetings, track request resolutions, and escalate issues.
• Review and prepare responses to regulatory requests, acting as a liaison with regulators.
• Collaborate with stakeholders to address examination findings and assist with preparing management responses.
• Assist with developing policies, processes, and documentation for regulatory examinations and requests.
• Prepare personnel for regulatory meetings and communicate findings/remediation updates.
• Manage findings remediation lifecycle in Archer, ensuring validation and regulator approval.
• Produce reports on examinations, findings, and remediation for senior management and boards.
• Provide strategic advice, training, and awareness on regulatory engagements and methodologies.
• Maintain centralized repositories for examination-related documentation and remediation records.
• Maintain regulatory trends, review processes, and recommend improvements

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