Investment Specialist

BMO U.S.

Investment Specialist providing customer service and managing client accounts in financial services. Responsible for executing trades, facilitating transfers, and handling client inquiries professionally.

Posted 5/22/2026full-timeRemote • Arizona, Illinois, New York, Wisconsin • 🇺🇸 United StatesMid-LevelSenior💰 $41,714 - $77,500 per yearWebsite

About the role

Key responsibilities & impact

Service incoming phone calls and emails from clients in a professional manner within service level goals
Provide comprehensive client service and account management to clients, including executing trades on client account open requests, facilitating customer asset transfers, and providing general information on accounts and products
Uncover referral opportunities to Financial Advisors as opportunities arise during the customer conversation
Resolve any client issue or concern quickly and effectively to retain the relationship and build future opportunities for growth

Requirements

What you’ll need

Minimum 2 – 3 years successful experience with a customer service focus in the financial planning, securities, or insurance industry
Valid and active SIE, Series 7, 66 (or 65+63) is required
Series 65 obtained within 6 months of employment
Bachelor’s degree preferred with emphasis on finance or economics
Basic knowledge of a Financial Planning process
Solid knowledge of markets and investment products
Strong working knowledge of financial industry

Benefits

Comp & perks

Health insurance
Tuition reimbursement
Accident and life insurance
Retirement savings plans

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

customer serviceaccount managementtrade executionasset transferfinancial planningmarket knowledgeinvestment products

Soft Skills

professional communicationproblem resolutionrelationship buildingopportunity identification

Certifications

SIESeries 7Series 66Series 65