Senior Governance and Compliance Consultant – Investments

Banco Daycoval

Senior Consultant ensuring compliance and governance in fiduciary management at Banco Daycoval. Overseeing regulatory adherence and risk management in financial operations.

Posted 4/25/2026full-timeSão Paulo • 🇧🇷 BrazilSeniorWebsite

About the role

Key responsibilities & impact

Analyze and interpret regulations applicable to the provision of fiduciary administration services, third-party asset management, and Treasury activities, covering open-end and structured funds, ensuring adherence to the regulatory requirements of the Brazilian Securities and Exchange Commission (CVM), the Central Bank of Brazil (BCB), and other competent authorities.
Draft and structure responses to regulatory requests, including official inquiries, inspections, and questions from regulatory bodies, with a focus on clarity, technical consistency, and mitigation of institutional risks.
Conduct periodic process assessments (gap analyses), identifying opportunities for improvement in operational workflows, internal controls, and practices related to fiduciary administration, third-party asset management, and Treasury activities.
Lead and oversee regulatory compliance and process improvement projects, defining action plans, monitoring deadlines, and coordinating with involved areas.
Serve as the focal point of interface among different areas, such as Asset Management, Fiduciary Services, Treasury, Accounting, and operations, ensuring technical alignment and smooth handling of requests.
Monitor regulatory changes and assess impacts on processes and operations, proposing necessary adjustments.

Requirements

What you’ll need

Bachelor's degree in Law, Economics, Business Administration, Accounting, or related fields.
Solid experience in regulatory compliance within the financial market, preferably in financial institutions, fiduciary administrators, asset management firms, or related areas.
Experience interpreting and applying regulatory standards from the Brazilian Securities and Exchange Commission (CVM), the Central Bank of Brazil (BCB), and other applicable regulatory bodies.
Experience handling regulatory requests and maintaining relationships with regulatory and self-regulatory organizations.
Knowledge of processes and regulations applicable to services related to investment funds, including fiduciary administration and third-party asset management for open-end and structured funds.
**Differentials**
Postgraduate degree or specialization in financial markets, compliance, governance, or regulation is a plus.
Previous experience at asset managers (Asset Management), fiduciary administrators, or direct involvement with the Treasury area of a financial institution.
Experience with regulatory adaptation projects, process improvement, and control structuring.
Knowledge of Treasury operations and the operational and regulatory dynamics of financial institutions.
Experience preparing and presenting executive reports to governing bodies, committees, and executive management.
Advanced proficiency in Microsoft Office, especially Excel and PowerPoint, as well as experience in automation projects and operational efficiency gains.

Benefits

Comp & perks

Musicantes: offers free music and singing lessons to employees;
Brincar de Viver: provides theater activities and storytelling workshops for those who wish to help others through this art;
Programa de Qualidade de Vida: offers free projects and events focused on health and quality of life, such as participation in road races, musicals, theatrical productions, and museum exhibitions.

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

regulatory compliancefiduciary administrationthird-party asset managementprocess improvementgap analysisregulatory standards interpretationTreasury operationsexecutive reportingoperational workflowsinternal controls

Soft Skills

communicationleadershiporganizational skillstechnical alignmentrisk mitigationrelationship managementproject managementclarity in draftingcoordinationmonitoring deadlines

Certifications

Bachelor's degree in LawBachelor's degree in EconomicsBachelor's degree in Business AdministrationBachelor's degree in AccountingPostgraduate degree in financial marketsPostgraduate degree in compliancePostgraduate degree in governancePostgraduate degree in regulation