Senior Consumer Regulatory Compliance Consultant

Baker Tilly US

Consumer regulatory compliance consultant advising financial institutions for Baker Tilly, a leading advisory, tax, and assurance firm. Testing controls, interpreting regulations, and supporting audits.

Posted 8/20/2026full-timeChicago • Illinois, New York, Pennsylvania, Texas • 🇺🇸 United StatesSenior💰 $84,000 - $118,110 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in consumer regulatory compliance within financial institutions, including the ability to assess regulatory impacts and implement compliance programs. Strong analytical, communication, and project management skills are essential for collaborating with clients and managing compliance risks effectively.

Highest-signal resume keywords

Consumer Regulatory ComplianceRegulatory Requirements ResearchInternal Audit SupportCRCM CertificationFinancial Institution Experience

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Regulatory Compliance ReviewsCompliance TestingGap AssessmentsPolicy DevelopmentRisk ManagementAnalytical SkillsTechnical SkillsAttention to DetailDocumentation SkillsConsumer Compliance Areas

Soft Skills

Verbal CommunicationWritten CommunicationCollaborationTime ManagementClient Responsiveness

Certifications & Qualifications

CRCM Certification

Industry Keywords

Financial InstitutionBanking RegulationsConsumer ComplianceInternal AuditConsultingPublic AccountingFintechCredit UnionRisk ManagementRegulatory Guidance

About the role

Key responsibilities & impact

Work closely with client executives and management teams to understand businesses and identify and manage consumer regulatory compliance risks
Assist clients with understanding and complying with new or updated financial institution consumer regulations
Research and interpret regulatory requirements and assess impacts on products, services, operations, policies, procedures, and controls
Stay current on regulations, regulatory guidance, enforcement actions, and industry developments
Develop knowledge of the financial institution industry and identify impacts to compliance programs, testing plans, and internal audit activities
Support the internal audit practice as a regulatory compliance resource
Assist clients with implementing or enhancing consumer compliance programs, policies, procedures, and controls
Collaborate with engagement leaders and team members to complete projects accurately, efficiently, and on schedule
Build internal and external client relationships and contribute to practice development
Participate in firmwide learning and development programs
Support less-experienced team members through the Baker Tilly Care and Teach philosophy
Perform consumer regulatory compliance reviews, compliance testing, monitoring, internal audits, and gap assessments
Evaluate compliance risks involving deposits, consumer and commercial lending, mortgage lending, fair lending, marketing and advertising, complaints, privacy, and third-party relationships
Document testing procedures, observations, and recommendations in workpapers and client-ready reports

Requirements

What you’ll need

4 year degree
Three (3) years of experience
Bachelor’s degree in accounting, finance, business, economics, risk management, or a related field preferred
Three or more years of direct experience in financial institution consumer regulatory compliance preferred
CRCM certification preferred but not required
Familiarity with federal or state banking and consumer compliance requirements and regulator expectations
Experience working within or serving a bank, credit union, fintech company, financial services organization, consulting or public accounting firm, internal audit department, or banking regulatory agency
Consulting or public accounting experience preferred but not required; demonstrated success in a comparable fast-paced, client-service environment required
Experience in one or more consumer regulatory compliance areas
Excellent analytical, technical, and problem-solving skills, with strong attention to detail
Exceptional verbal and written communication, collaboration, and time management skills
Strong sense of urgency and client responsiveness
Ability to manage multiple concurrent assignments, adapt to changing priorities, meet demanding deadlines, and produce accurate, client-ready work
Ability to travel up to 10% based on client and engagement needs

Benefits

Comp & perks

Flexibility in how and where you get your work done
Resources and support to continually sharpen technical skills and build your career
Firmwide learning and development programs
Friendships, social activities, and team outings that encourage work-life balance