Senior Consultant, Consumer Regulatory Compliance

Baker Tilly US

Consumer regulatory compliance Senior Consultant helping Baker Tilly, an advisory, tax, and assurance firm, manage financial institution risks. Performing compliance testing, audits, reviews, and gap assessments for clients.

Posted 8/17/2026full-timeChicago • Illinois, New York, Pennsylvania, Texas • 🇺🇸 United StatesSenior💰 $84,000 - $118,110 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in financial institution consumer regulatory compliance, including compliance testing, monitoring, and internal audits. Proficient in interpreting regulatory requirements and implementing compliance programs while maintaining strong client relationships and delivering accurate, timely results.

Highest-signal resume keywords

Financial Institution Consumer Regulatory ComplianceCompliance TestingInternal AuditRegulatory Examination SupportCRCM Certification

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Regulatory ComplianceRisk ManagementConsumer Compliance ReviewsGap AssessmentsPolicy DevelopmentRegulatory Guidance InterpretationCompliance MonitoringAnalytical SkillsTechnical Problem-SolvingAttention to Detail

Soft Skills

Verbal CommunicationWritten CommunicationCollaborationTime ManagementClient Responsiveness

Certifications & Qualifications

CRCM Certification

Industry Keywords

CFPBFDICFederal ReserveOCCNCUAConsumer LendingMortgage LendingFair LendingUDAAPCRA

About the role

Key responsibilities & impact

Work closely with client executives and management teams to understand their businesses and identify and manage consumer regulatory compliance risks within business processes and systems
Assist clients with understanding and complying with new or updated financial institution consumer regulations
Research and interpret regulatory requirements and assess impacts on products, services, operations, policies, procedures, and controls
Stay current on financial institution consumer regulations, regulatory guidance, enforcement actions, and industry developments
Identify impacts to compliance programs, testing plans, and internal audit activities
Support the internal audit practice as a regulatory compliance resource
Assist clients with implementing or enhancing consumer compliance programs, policies, procedures, and controls
Collaborate with engagement leaders and team members to complete projects accurately, efficiently, and on schedule
Build internal and external client relationships and contribute to practice development
Participate in firmwide learning and development programs
Support the growth and development of less-experienced team members
Perform consumer regulatory compliance reviews, compliance testing, monitoring, internal audits, and gap assessments
Evaluate compliance risks involving deposits, consumer and commercial lending, mortgage lending, fair lending, marketing and advertising, complaints, privacy, and third-party relationships
Document testing procedures, observations, and recommendations in workpapers and client-ready reports

Requirements

What you’ll need

4 year degree
Three (3) years of experience
Bachelor’s degree in accounting, finance, business, economics, risk management, or a related field preferred
Three or more years of direct experience in financial institution consumer regulatory compliance, including compliance testing, monitoring, internal audit, regulatory examination support, or advisory services
CRCM certification preferred but not required
Familiarity with federal or state banking and consumer compliance requirements and regulators such as CFPB, FDIC, Federal Reserve, OCC, NCUA, or state banking agencies
Experience working within or serving a bank, credit union, fintech company, financial services organization, consulting or public accounting firm, internal audit department, or banking regulatory agency
Demonstrated success in a comparable fast-paced, client-service environment
Experience in one or more consumer regulatory compliance areas, such as deposit compliance, lending compliance, mortgage compliance, fair lending, UDAAP, complaints, marketing and advertising compliance, privacy, or CRA
Excellent analytical, technical, and problem-solving skills with strong attention to detail
Exceptional verbal and written communication, collaboration, and time management skills
Strong sense of urgency and client responsiveness
Ability to manage multiple concurrent assignments, adapt to changing priorities, meet demanding deadlines, and produce accurate, client-ready work
Ability to travel up to 10% based on client and engagement needs

Benefits

Comp & perks

Flexibility in how and where you get your work done
Meaningful relationships with clients, teammates, and leadership who care about your development
Resources and support to continually sharpen technical skills and build your career
Firmwide learning and development programs
Supportive Baker Tilly Care and Teach philosophy
Friendships, social activities, and team outings that encourage work-life balance