Financial Planning and Analysis

• Conduct in-depth reviews of clients' financial circumstances and future aims, aligning with Lifestyle Financial Planning principles.
• Ensure adherence to compliance procedures to safeguard the company by meeting all regulatory aspects of the role.
• Develop your product, technical and regulatory knowledge to stay up to date with the latest financial regulations.
• Actively seek opportunities for client growth through referrals and self-generation.
• Adhere to AML requirements and deliver suitability reports within prescribed timescales.
• Follow through with clients and providers to ensure business is completed in a timely manner.
• Escalate any breaches or concerns to a Regional Director or Compliance team member promptly.
• Maintain a high standard of file quality.
• Maintain continuous professional development records and comprehensive knowledge of pensions, investments, and estate planning.

Chartered Financial Planner

Financial Planner