Chief Compliance Officer – US

Allocator One

Chief Compliance Officer building SEC compliance infrastructure for Allocator One’s private-fund platform. Advising fund structuring, GP governance, and institutional investor readiness.

Posted 8/23/2026full-timeRemote • 🇺🇸 United StatesLead💰 $200,000 - $280,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates extensive compliance expertise in SEC registration processes, including Form ADV and regulatory inquiries, while effectively managing compliance frameworks and policies across private fund operations. Possesses strong capabilities in translating complex regulatory requirements into actionable policies and overseeing compliance monitoring.

Highest-signal resume keywords

SEC Registration ProcessForm ADV FilingsCompliance Policy DesignAML/KYC FrameworksRegulatory Risk Management

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance ExperienceAdvisers Act KnowledgeMulti-Fund GovernanceSub-Adviser MonitoringConflicts of Interest ManagementCustody Rules FamiliarityCybersecurity ComplianceCompliance TestingDue DiligenceRegulatory Inquiries Handling

Soft Skills

Entrepreneurial MindsetCross-Functional FluencyCommunication Skills

Certifications & Qualifications

CPAJDCFACCEP

Industry Keywords

Private Fund AdviserHedge FundPE FirmInvestment AdviserReg DSEC Examination StandardsEuropean Fund RegulationMulti-Jurisdictional Platforms

Tech Stack

Tools & technologies

Cyber Security

About the role

Key responsibilities & impact

Lead the SEC registration process as a private fund adviser, including Form ADV Parts 1A, 1B, and Part 2 Adviser Brochure
Manage ongoing SEC compliance
Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody oversight, and AML/KYC frameworks
Conduct annual compliance reviews and testing
Prepare SEC examination responses and handle regulatory inquiries
Monitor evolving SEC private fund rules and translate them into practical policies
Define staffing, systems, and office infrastructure needed to establish adequate organizational substance
Establish procedures for monitoring sub-advised GPs and compliance with fund mandates and risk limits
Oversee books and records management, including six-year retention, email preservation, trade capture, and decision logs
Coordinate with IT on cybersecurity compliance
Design and oversee compliance monitoring across Infra One’s portfolio of funds
Conduct initial and ongoing due diligence on GP sub-advisers
Maintain evidence of monitoring through quarterly reviews, compliance testing, and incident logs
Advise the US Platform Head on fund structuring, GP selection, and investor eligibility
Participate in investment committee meetings to identify compliance and regulatory risks
Own conflicts-of-interest identification and disclosure and communicate material conflicts to fund investors
Report to the US Platform Head / Managing Director

Requirements

What you’ll need

7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm
Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers
Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management
Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards
Prior experience with SEC registration, Form ADV filings, and exam cycles
Entrepreneurial compliance mindset; ability to build frameworks from scratch
Cross-functional fluency across operations, finance, and legal
Ability to translate complex regulatory requirements into actionable policy for non-compliance teams
Prior exposure to European fund regulation (Luxembourg, Ireland) or multi-jurisdictional platforms (nice to have)
CPA, JD, or CFA (nice to have); CCEP is a plus
Exposure to infrastructure or venture fund management (nice to have)

Benefits

Comp & perks

20% bonus
Equity: TBD (0.1%–0.3% depending on background)
Remote work with preferred US timezone overlap with San Francisco HQ
Full ownership of the compliance operating system
Direct input into platform strategy and GP selection
Participation in investment decisions and board discussions
Meaningful equity stake in an early-stage platform