Chief Compliance Officer – US

Allocator One

Chief Compliance Officer at Allocator One ensuring regulatory credibility and managing SEC compliance. Building robust compliance frameworks for private fund operations in the US market.

Posted 7/13/2026full-timeRemote • 🇺🇸 United StatesLead💰 $200,000 - $280,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates extensive expertise in SEC registration processes, compliance policy design, and regulatory inquiry management. Proficient in navigating complex compliance frameworks, including AML/KYC and custody rules, while ensuring adherence to evolving SEC standards.

Highest-signal resume keywords

SEC RegistrationCompliance Policy DesignAdvisers Act KnowledgeAML/KYC FrameworksForm ADV Filings

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance ExperienceReg D KnowledgeMulti-Fund GovernanceSub-Adviser MonitoringConflicts of Interest Management

Industry Keywords

Private Fund AdviserHedge FundPE FirmSEC Examination StandardsCybersecurity Compliance

Tech Stack

Tools & technologies

Cyber Security

About the role

Key responsibilities & impact

Lead the SEC registration process as a private fund adviser (Form ADV Part 1A, 1B, and Part 2 Adviser Brochure) and manage ongoing compliance.
Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody oversight, and AML/KYC frameworks.
Conduct annual compliance reviews and testing; prepare SEC examination responses and handle any regulatory inquiries.
Stay current with evolving SEC private fund rules (Reg PF, current enforcement priorities) and translate them into practical Infra One policies.
Define staffing, systems, and office infrastructure requirements to meet SEC expectations for "adequate" organizational substance (not formulaic, but credible).

Requirements

What you’ll need

7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm.
Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers.
Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management.
Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
Prior experience with SEC registration, Form ADV filings, and exam cycles.

Benefits

Comp & perks

Salary Range: $200,000–$280,000 base + 20% bonus
Equity: TBD (0.1%–0.3% depending on background)