Architect of Regulatory Credibility
Lead the SEC registration process as a private fund adviser (Form ADV Part 1A, 1B, and Part 2 Adviser Brochure) and manage ongoing compliance.
Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody oversight, and AML/KYC frameworks.
Conduct annual compliance reviews and testing; prepare SEC examination responses and handle any regulatory inquiries.
Stay current with evolving SEC private fund rules (Reg PF, current enforcement priorities) and translate them into practical Infra One policies.
Define staffing, systems, and office infrastructure requirements to meet SEC expectations for "adequate" organizational substance (not formulaic, but credible).
Establish procedures for monitoring sub-advised GPs and ensuring they comply with fund mandates and risk limits.
Oversee books and records management (6-year retention, email preservation, trade capture, decision logs) and coordinate with IT on cybersecurity compliance.
Design and oversee compliance monitoring across Infra One's portfolio of funds (each with its own structure and GP).

Requirements

7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm.
Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers.
Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management.
Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
Prior experience with SEC registration, Form ADV filings, and exam cycles.

Benefits

Salary Range: $200,000–$280,000 base + 20% bonus
Equity: TBD (0.1%–0.3% depending on background)

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

SEC registrationForm ADVcompliance policiesAML/KYC frameworkscompliance reviewsregulatory inquiriesbooks and records managementcybersecurity compliancemulti-fund governanceconflicts of interest management

Soft Skills

leadershiporganizational skillscommunication skills