Architect of Regulatory Credibility
Lead the SEC registration process as a private fund adviser
Design and implement written compliance policies covering portfolio management
Conduct annual compliance reviews and testing; prepare SEC examination responses
Stay current with evolving SEC private fund rules
Define staffing, systems, and office infrastructure requirements
Establish procedures for monitoring sub-advised GPs and ensuring compliance
Design and oversee compliance monitoring across Infra One's portfolio of funds
Advise the US Platform Head on fund structuring choices and GP selection

Requirements

7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm.
Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers.
Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management.
Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
Prior experience with SEC registration, Form ADV filings, and exam cycles.

Benefits

remote (preferred US timezone overlap with San Francisco HQ)
20% bonus
equity TBD (0.1%–0.3% depending on background)

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

compliance policiesSEC registrationForm ADVcompliance reviewscompliance testingsub-adviser monitoringconflicts of interest managementAML/KYC frameworkscybersecurity compliance

Soft Skills

leadershipadvisory skills