Principal

• Conducting defined supervisory reviews and approvals related to registered employee activities
• Oversight of Email and personal brokerage activity
• Review outside business activity disclosures
• Investment transaction reviews
• Audit and compliance support
• Registration and licensing
• Written electronic communication review and escalation
• Enhanced Monitoring and Heightened Supervision administration
• Employee training and process improvement
• Identifying and escalating emerging risks and trends to ensure proactive supervision and regulatory compliance

Supervision Principal at Bank of America conducting supervisory reviews

Principal Supervisor

Supervision Principal at Bank of America responsible for conducting supervisory reviews of registered employee activities and ensuring regulatory compliance. Collaborating with diverse teams to manage risks and compliance effectively.

• Perform essential analysis and research to enable MRS to innovate and expand its portfolio
• Develop comprehensive assessments of opportunities, risks, benefits, and costs for new or enhanced products and services
• Conduct market research and analysis for evaluations
• Engage industry stakeholders to gather insights on market practices
• Collaborate with FINRA business units for product development support
• Ensure assessments incorporate cross-functional perspectives
• Evaluate strategic fit of opportunities against FINRA's guiding principles
• Synthesize research findings into actionable recommendations

Senior Principal Analyst in MRS Strategic Innovation & Research at FINRA

Senior Principal, MRS Strategic Innovation, Research

Senior Principal Analyst performing research and analysis to expand FINRA’s MRS portfolio. Collaborating with stakeholders and developing assessments to drive product innovation and value addition.

• Develop and execute strategies and campaigns to accelerate clean energy deployment in the PJM region.
• Draft comments and create reports, presentations, fact sheets, and other written and visual materials needed for education and advocacy efforts, and deliver verbal presentations as necessary.
• Manage the tracking and analysis of PJM wholesale market reform efforts and planning processes, providing intelligence and insights for members and policymakers.
• Develop and maintain excellent working relationships with United staff, members, partners, regulators and policymakers, and key wholesale electricity markets staff and market participants.
• Work with United’s communications team to identify opportunities for United to seek earned media coverage, including op-eds, editorial board meetings, etc., in key media outlets.
• Engage in coordination and advocacy efforts with coalition allies in support of clean energy goals in PJM.

Early Career Policy Principal supporting wholesale electricity markets for clean energy transition

Early Career Policy Principal – Wholesale Electricity Markets

Early Career Policy Principal supporting wholesale electricity market strategies to transition to 100% clean energy. Join United Advanced Energy United, a national industry advocate in advanced energy solutions.

• Support origination and advancement of commercial opportunities with hyperscalers, data center operators, industrial customers, and select utilities
• Lead strategic analysis for hyperscaler/offtake models, helping design and position new commercial structures that meet evolving customer needs
• Work directly with customers on strategic and commercial topics - translating their requirements into contract structures, commercial value propositions, and data-driven recommendations
• Contribute to the structuring, evaluation, and negotiation of long-term offtake agreements (PPAs, capacity structures, virtual products, thermal offerings, or bespoke commercial constructs)
• Conduct targeted market analysis across U.S. power markets, including RTO dynamics, load growth, data center energy strategies, decarbonization procurement, and relevant nuclear policy
• Develop high-quality commercial materials (customer narratives, pitch decks, proposals, term sheets, internal strategy outputs) tailored to senior decision-makers
• Collaborate closely with cross-functional teams (product, finance, policy, deployment) to ensure commercial strategy aligns with technical and regulatory considerations
• Represent Blue Energy in customer meetings, industry events, and strategic workshops
• Support RFP and bilateral procurement processes, ensuring compelling, insight-driven submissions
• Help build internal commercial playbooks, frameworks, and decision tools as we scale the commercial function

Principal of Commercial role aligning strategy and customer needs in energy sector

Principal – Commercial

Principal of Commercial at Blue Energy focusing on hyperscaler and large-load offtake strategy. Collaborating on commercial offerings for Small Modular Reactor fleet.

Principal jobs in Maryland

See all jobs on JobTailor

Principal Supervisor

Senior Principal, MRS Strategic Innovation, Research

Early Career Policy Principal – Wholesale Electricity Markets

Principal – Commercial