Financial Crime

• Manage and maintain TD’s AML/ATF/Sanctions/ABAC programs
• Develop frameworks, methodologies, and policies
• Conduct periodic risk reviews
• Support management in risk assessment initiatives
• Facilitate communication for internal audit engagements

Financial Crime Risk Specialist – Regulatory Response, Audit Oversight

• Assess and adjudicate incoming alerts and investigation requests
• Provide analysis and data gathering support for cases
• Apply knowledge of bank procedures, products, and systems

Financial Crime Risk Investigative Analyst

• Lead regulatory compliance, BSA/AML, and fair lending audit engagements for financial institution clients, including planning, execution, and reporting
• Oversee risk assessment, testing strategies, and documentation to ensure alignment with regulatory expectations and firm methodologies
• Perform high-level review of workpapers, findings, and reports to ensure accuracy, consistency, and quality of deliverables
• Communicate engagement results, findings, and recommendations clearly and confidently to clients, both verbally and in written reports
• Serve as a primary point of contact for clients, building trusted relationships and providing ongoing advisory support
• Provide real-time feedback, guidance, and coaching to engagement teams to ensure timely and efficient delivery
• Lead engagement teams by creating a collaborative environment, motivating team members, and fostering professional development
• Support staffing decisions and workload management to balance execution, review, and growth across the team
• Identify opportunities for process improvement, including enhancements to audit programs, workpapers, and delivery methodologies
• Assist in standardizing practices, tools, and templates to improve efficiency and consistency across engagements
• Partner with leadership to support engagement scoping, pricing, and resource planning
• Participate in business development efforts, including proposal development, client presentations, and identifying opportunities to expand services
• Collaborate with other Elliott Davis team members across service lines to deliver integrated client solutions
• Provide high-quality client service that meets or exceeds expectations while maintaining strong engagement economics

Director – Regulatory Compliance, BSA/AML

• Manage the Bank’s engagement with regulatory agencies, internal audit, and issues management processes
• Support a well-organized, consistent, and effective response process across regulatory, audit, and issue-related activities
• Develop and maintain TD’s AML/ATF/Sanctions/ABAC programs
• Conduct periodic and event-driven reviews of customers, including targeted reviews to assess risks
• Support management in delivery of initiatives related to risk assessment, internal/external exam support

• Conducts investigations of financial crime
• Analyzes evidence relating to AML and terrorist financing
• Prepares suspicious activity reports (SARs)
• Collaborates with law enforcement and regulatory bodies

Senior Financial Crime Risk Investigator – Subpoena, Specialized Investigations

• Conducts holistic reviews of client relationships; assesses risks related to Sanctions, Anti-Bribery and Anti-Corruption
• Analyzes complex data sets to proactively identify leads; prepares suspicious activity reports (SARs)
• Recommends demarketing clients, as appropriate; creates supporting documentation in compliance with policies, procedures, and regulatory requirements
• Integrates the broader organizational context into advice and solutions within own area

Senior Financial Crime Risk Investigator – Subpoenas

• Identify emerging financial crime risks for new client relationships and products
• Advise and assist in the development of policies and procedures specific to the bank's digital assets strategy
• Conduct risk assessments for new products and services
• Provide data points for transaction monitoring, screening, and audits
• Participate in project steering committees and update senior leadership on the digital asset ecosystem

Financial Crime Risk Business Oversight Specialist

• Provides a range of research, guidance, and business oversight to assigned portfolio
• Contribute to the development and implementation of AML Compliance programs
• Responsible for defect triaging and testing of transaction monitoring software defects
• Liaison between the Financial Crime Risk Investigations team and technology teams
• Provides skilled AML research, risk assessment, reporting, and analytical support

Financial Crime jobs in South Carolina

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Financial Crime Risk Specialist – Regulatory Response, Audit Oversight

Financial Crime Risk Investigative Analyst

Director – Regulatory Compliance, BSA/AML

Financial Crime Risk Specialist – Regulatory Response, Audit Oversight

Senior Financial Crime Risk Investigator – Subpoena, Specialized Investigations

Senior Financial Crime Risk Investigator – Subpoenas

Financial Crime Risk Business Oversight Specialist

Financial Crime Risk Business Oversight Analyst II