Financial Crime

• Defining and maintaining architecture and technology plans
• Driving modernization and improving automation and maintainability of Truist’s technology solutions
• Defining target architecture and setting strategy
• Partnering with solutions architects to craft solutions architectures
• Researching emerging technology/best practices
• Educating and evangelizing CIAM, Fraud, & AML solutions
• Ensuring TPS solutions and infrastructure are reliable
• Collaborating with CIAM, Fraud, and AML engineering teams and other stakeholders
• Leading the development of comprehensive architectural models
• Optimizing existing architecture

Principal Architecture Consultant – Client IAM Fraud and AML

• Works both independently and within teams to conduct complex data analysis and identify, assess and mitigate financial crimes risk
• Executes policies and procedures to meet the bank's compliance with laws, regulations, and industry standards
• Assumes leadership responsibilities within a group or team
• Responsible and accountable for risk by openly exchanging ideas and opinions, elevating concerns, and personally following policies and procedures as defined
• Accountable for always doing the right thing for customers and colleagues, and ensures that actions and behaviors drive a positive customer experience
• While operating within the Banks risk appetite, achieves results by consistently identifying, assessing, managing, monitoring, and reporting risks of all types
• Assumes team leadership roles and responsibilities as required by management
• Possesses strong working knowledge of financial crimes trends and typologies
• Meets regulatory and business deadlines
• Makes appropriate risk decisions related to financial crimes risk
• Writes accurate and complete reports that are supported by facts
• Considered a subject matter expert in the specific field for which they have a responsibility and the related Bancorp policies and procedures
• Performs required tasks with minimal supervision
• May lead team meetings or conduct one-on-ones with peers or direct reports
• Understands the impact of organizational changes and assists with communicating those changes
• Maintains knowledge of current and emerging issues and risks in the compliance and regulatory environment
• Contributes to financial crimes policies, procedures, and risk assessments as required
• Identifies areas of process improvement to increase departmental efficiencies
• Manages projects designed to improve the quality or efficiency of work produced
• Maintains strong working relationships with all business lines and support groups
• Prepares and manages communications with business lines, support groups, and external parties to ensure timely receipt of the requested information
• Conducts complex data analysis and document findings appropriately
• Leads special projects as assigned
• Provides data and analytical support to business partners

Senior Financial Crimes Analyst

• Serve as a subject matter expert responsible for conducting detailed reviews and dispositioning complex alerts
• Participates in the analysis, update, and implementation of financial crimes policies and procedures
• Analyzes data to identify financial crimes risks and develop recommendations
• Works with senior leadership to set strategic direction for the department
• Monitors financial crimes-related regulatory and industry developments and provides input

Financial Crimes Officer II

• This position is an individual contributor role residing within the Bank’s Second Line of Defense Risk Management and Compliance organization.
• Specifically, this position supports the Model Risk Management (“MRM”) program at the Bank.
• The overall MRM program is designed to provide governance and control around impactful institutional models per the Bank’s Model Risk Management Policy and Standards, and in adherence to applicable Regulatory Guidance.
• The individual in this position works with Model Owners and Developers to validate models related to the Bank's Compliance and Financial Crimes groups, which can include Anti-Money Laundering (AML), Cybersecurity, Economic Sanctions/OFAC, and Fair Lending.
• The Analyst may also interface with key stakeholders, regulators, and internal auditors to discuss the justification and reasoning behind various validation and review outcomes.
• During validation, the Analyst will independently challenge the model’s conceptual framework and methodology, data integrity and usage, implementation framework, process/governance, ongoing performance, etc.
• The Analyst will generate reporting to document and present observations made to model owners and developers for consideration, with any material concerns or weaknesses identified.
• Any items that require corrective actions to be taken by the model risk owners with then be tracked by the Analyst to remediation.

Senior Model Validation Analyst – Compliance, Financial Crimes, AML, Sanctions, Fair Lending

• performing end-to-end investigations or investigations support functions of external financial crimes activities across one or more lines of business
• conducting routine to complex investigations, including money laundering, or terrorist financing
• acting as the liaison to Law Enforcement as required
• providing coaching and inputs to investigators to improve case quality
• ensuring all cases are sufficiently investigated and findings are adequately documented
• reviews, analyzes, and makes recommendations on investigations
• identifying enhancements to ensure cases meet or exceed closure and quality metrics
• reviews Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcement
• reports facts of the investigation to senior stakeholders
• assisting in identifying potential operational or compliance risks
• partnering with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations
• performing quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support role
• supporting the identification of improvements to the investigations and case assignment processes to enhance the effectiveness of investigative procedures
• participating in the case assignment process to distribute work across the investigative team

GFC Investigator – Commercial, AML

• Lead the periodic review process by drafting relationship memos, facilitating compliance calls, analyzing transaction activities, and researching and escalating higher risk issues for correspondent bank customers in Latin America and the United States.
• Evaluate the strength of our client’s AML/CFT and sanctions compliance programs
• Proactively identify risk issues and work with relationship managers and senior risk officers to develop, document, and implement action plans
• Stay attuned to industry and regional trends related to compliance issues, financial crimes, and regulatory actions
• Ensure complete, accurate, and timely documentation of customer data within the customer risk management system
• Support the bank’s efforts to combat cyber-crime and related typologies
• Support the focus of building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of FIG’s customers and Wells Fargo

Senior Financial Crimes Specialist, Correspondent Banking – Bilingual Spanish

• Assess and manage risks impacting the company
• Participate in projects ensuring compliance with laws
• Inform policies to maximize profit potential and minimize regulatory exposure

Business Risk Professional 6 – AML

• Utilize substantial knowledge of the law and legal processes
• Resolve problems or transactions requiring significant expertise
• Investigate facts of moderately complex transactions or cases
• Perform moderately complex legal research and communicate conclusions
• Review legal documents including contracts and pleadings
• Create, utilize and manage processes involving large transactions
• Interact professionally with clients and outside counsel
• Maintain continuing legal education requirements

Financial Crimes Paralegal

• Analyze and decision multiple Financial Crimes related cases or alert types.
• Utilize banking systems to investigate and research all transactional information to ensure that Financial Crimes requirements are met.
• Conduct client research.
• Use critical thinking skills to make well supported decisions relative to the alert type.
• Utilize internal and external applications to assist in the investigation and research of all applicable alerts.
• Efficiently and effectively resolve cases or alerts with awareness of all timelines as directed by relative to Financial Crimes function.
• Support effective communication with internal and external partners or clients.
• Participate in BSA/AML/OFAC and/or Fraud related training that may include webinars, periodicals and self -study in order to stay abreast of any related changing laws and regulations.

Financial Crimes Analyst III

• Performing end-to-end investigations or investigations support functions of external financial crimes activities across one or more lines of business
• Conducting routine to complex investigations, including fraud committed by external parties, money laundering, or terrorist financing
• Acting as the liaison to Law Enforcement as required
• Providing coaching and inputs to investigators to improve case quality
• Ensuring all cases are sufficiently investigated and findings are adequately documented
• Reviewing and analyzing investigations, making recommendations for enhancements

GFC Investigator – Commercial, AML/Fraud

• Conduct complex data analysis and document findings
• Evaluate system activity and generated alerts in accordance with compliance expectations
• Make appropriate risk decisions related to financial crimes risk
• Escalate matters associated with Financial Crimes activity
• Work with various business units to understand Financial Crimes alerted activity
• Complete assigned work in a timely and accurate manner
• Maintain knowledge of current and emerging risks in compliance and regulatory environment
• Identify areas of process improvement to increase departmental efficiencies

Financial Crimes Analyst II

• Lead day-to-day global sanctions compliance controls monitoring
• May oversee and guide junior team members in executing these responsibilities
• Partner with senior stakeholders to enhance the sanctions and ABAC due diligence framework
• Analyze due diligence reports and escalated cases
• Collaborate with management to address sensitive or high-impact matters
• Prepare internal and external reports related to sanctions compliance
• Develop and deliver sanctions and ABAC-related training sessions
• Maintain deep knowledge of global sanctions regulations
• Serve as a consultant on compliance-related issues
• Partner across Vanguard business units to ensure consistent application of sanctions controls
• Participate in special projects and other duties as assigned

Financial Crimes Compliance Analyst, Specialist

• Investigates, monitors and reports on cases involving potential threats to the Bank to ensure compliance with regulatory requirements.
• Responsible for filing applicable reports and escalating financial crime related matters when appropriate.
• Reviews and Analyzes system activity and generated alerts in accordance with Financial Crimes Compliance expectations.
• Ability to analyze Financial Crimes and Fraud related triggers related to risk activity.
• Appropriately escalates matters associated with Financial Crimes activity that warrants engagement from supervisory staff.
• Prepares Reports and recommends appropriate follow-up.
• Provides Financial Crimes related Support and Works with the first line of defense for the bank.
• May provide customer support to internal and external customers.
• Works with various business units to understand the Financial Crimes and Fraud alerted activity and to ensure compliance with laws.
• Possesses working knowledge of industry trends.
• Ability to complete assigned work in a timely and accurate manner.
• Ability to communicate effectively verbally and in writing with internal and external customers on Financial Crimes or Fraud related matters.

Financial Crimes Specialist

• Join a team of Financial Intelligence Unit (FIU) analysts focusing on AML Transaction Monitoring models.
• Partner closely with model owners, Model Risk Management, auditors, and senior leadership to evaluate model behavior and identify emerging risks.
• Perform ongoing monitoring and performance assessments of AML Transaction Monitoring models.
• Conduct comprehensive code reviews and code change assessments for alignment with documented intent, coding standards, and regulatory requirements.
• Execute and document periodic testing, validation support, and performance reviews in alignment with regulatory expectations.
• Provide clear, constructive feedback to model and code owners, supporting effective issue resolution and continuous improvement.
• Prepare and present materials for audiences including senior leadership, Model Risk Management, Corporate Audit, and regulatory partners.

Quantitative Model Analyst 3 – AML

• Deliver technically advanced solutions in support of Truist’s Anti-Money Laundering (AML) Technology initiatives
• Partner with application teams, product owners, and internal stakeholders to design, guide, and implement model-driven solutions
• Provide subject matter expertise throughout the model lifecycle, from concept through governance, approval, and deployment
• Serve as a technical advisor across AML Technology teams for Machine Learning and Generative AI initiatives
• Collaborate with application teams, vendors, and internal partners to design, develop, and deploy predictive and AI-driven models
• Provide expertise in model development, integration, and deployment
• Guide and influence best practices for Machine Learning and AI adoption within AML Technology
• Lead and contribute to model lifecycle activities, including development, testing, validation support, implementation, and post-deployment monitoring
• Support development of required model documentation
• Partner with application teams to navigate AI governance processes
• Build and support monitoring, performance evaluation, and controls for models and associated applications in production environments
• Ensure adherence to security, compliance, and enterprise technology standards across all implemented solutions
• Help solve complex technical and operational challenges related to model integration, data pipelines, and AI deployment in enterprise systems
• Act as a mentor and resource for teammates

Software Engineer II – Machine Learning, Agentic AI Solutions Lead for AML Technology

• Completes investigations while overseeing cases meet or exceed closure and quality metrics
• Completes Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcement
• Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations
• Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support role
• Analyze financial transactions to assess whether activity is suspicious and warrants further investigation.
• Manage the full lifecycle of fraud investigations, from initial review through documentation and resolution.
• Gather and evaluate relevant information to support sound decision-making throughout the investigative process.

Global Financial Crimes Investigator

• Lead or participate in highly complex initiatives and investigations.
• Investigate, research, examine, and report complex financial crimes transactions, policy violations and suspicious situations with high levels of risk.
• Develop, foster and conduct regular outreach to Law Enforcement to better understand the underlining predicate for Consortium investigations.
• Lead multiple WF and Consortium member bank members to conduct highly complex driven projects.
• Conduct internal WF Consortium and 314(a) predicated investigations.
• File complex SARs with FinCEN on behalf of WF.
• Draft and compile a robust, comprehensive investigative Consortium Report (Joint Analysis) synthesizing your investigative findings, trends discovered and risk concerns for WF.
• Present investigative findings to executive members within WF: to include the BSA Officer, AMLFI Executives, SAR Review Working Group members, Business Advisory Leaders and other internal stakeholders.
• Perform investigative research, root cause assessment and consulting regarding highly complex financial crimes transactions, policy violations and suspicious situations with moderate to high risk.
• Perform detailed examination of data to detect transactional and relationship patterns, trends, anomalies, schemes and risks across multiple businesses or products.
• Partner closely with leadership to develop strategies to minimize financial crime portfolio risk.
• Provide leadership within the team.
• Collaborate and consult with peers, colleagues and mid-level managers to resolve issues and achieve goals.
• Provide executive and business advisory leaders briefings on investigative findings and trends impacting WF.

Senior Financial Crimes Specialist

• Conduct timely, comprehensive investigations of customers
• Analyze customer transaction activity
• Communicate results of analysis to FIU leadership
• Support development and maintenance of internal process manuals
• Conduct SARlink analysis, data mining and analytics
• Maintain a strong knowledge of BSA/AML laws and regulations
• Provide leadership and training to FIU Investigators

Senior Financial Crimes Investigator

• supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices
• assisting Global Financial Crimes executives and managers with activities that support the identification, escalation and timely mitigation of compliance and operational risks
• Supports the development and maintenance of financial crimes owned policies and standards
• Assists in the production of independent financial crimes risk management reporting

Global Financial Crimes Specialist

• Executes independent model validation control activities for lower risk, in-house and vendor, models
• Conducts validation activities for low-risk, in-house models, and assists, under supervision and in collaboration with peers, on higher risk, complex and vendor models
• Conducts back-testing, diagnostic testing, sensitivity analysis, benchmarking, and other validation tests/analyses on lower risk models; collaborates with senior-level validators for higher risk models
• Executes and assists in replicating model development and may help develop challenger models through principles of predictive modeling, machine learning, time-series modeling/forecasting, stress testing, heuristic models, actuarial models, and/or other techniques
• Reviews at a working experience level the end-to-end life-cycle management of model development, implementation, ongoing monitoring, and use in areas of Banking and Insurance (Property & Casualty and Life) along with their corresponding business support functions and operational processes
• Assesses the materiality of model changes and conducts model change validations
• Produces and delivers validation reports and related validation work to model validation management and model stakeholders
• Executes the independent model validation process compliant with the written risk and compliance policies and procedures at a working experience level
• Evaluates model risk control strengths around model development, implementation, and use

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