Financial Crime

• Manage and maintain TD’s AML/ATF/Sanctions/ABAC programs
• Develop frameworks, methodologies, and policies
• Conduct periodic risk reviews
• Support management in risk assessment initiatives
• Facilitate communication for internal audit engagements

Financial Crime Risk Specialist – Regulatory Response, Audit Oversight

• Support with day-to-day Transaction Monitoring initiatives including, reviewing, investigating and reporting through AML expertise.
• Execution of monitoring checks on customers, transactions, and other activities to identify potential risks and comply with regulatory requirements.
• Management of issues and alerts arising from transition monitoring tests, including the investigation and resolution of each incident.
• Collaboration with teams across the bank to align and integrate Transaction Monitoring processes.
• Identification of areas for improvement and providing recommendations for change in Transaction Monitoring processes.
• Development and implementation of Transaction Monitoring procedures and controls to mitigate risks and maintain operational efficiency.

AML Operations PEP Analyst

• Assess and adjudicate incoming alerts and investigation requests
• Provide analysis and data gathering support for cases
• Apply knowledge of bank procedures, products, and systems

Financial Crime Risk Investigative Analyst

• Supporting programs and projects specific to corporate change initiatives
• Assists with defining program controls, processes, procedures, reporting cadence, decision governance structures
• Partners closely with project sponsors, cross-functional teams, and assigned project managers
• Supports the execution of defined tasks through tracking of program milestones and their statuses
• Analyzes, evaluates, and overcomes program risks and produces program reports
• Works with other program managers to identify risks and opportunities

Consumer AML Program Lead

• Conducting routine to complex investigations including fraud, money laundering, or terrorist financing
• Acting as the liaison to Law Enforcement as required
• Providing coaching and inputs to investigators to improve case quality
• Reviewing and analyzing investigations and submitting Suspicious Activity Reports (SAR) to regulators and/or law enforcement
• Communicating findings to senior stakeholders and assisting in identifying potential operational compliance risks.

Global Financial Crimes Senior Investigator – Brokerage

• Completes investigations while overseeing cases meet or exceed closure and quality metrics
• Completes Suspicious Activity Reports (SAR) in a timely and accurate manner
• Reports facts of the investigation to senior stakeholders

GFC Investigator – Brokerage, AML

• Manage the Bank’s engagement with regulatory agencies, internal audit, and issues management processes
• Support a well-organized, consistent, and effective response process across regulatory, audit, and issue-related activities
• Develop and maintain TD’s AML/ATF/Sanctions/ABAC programs
• Conduct periodic and event-driven reviews of customers, including targeted reviews to assess risks
• Support management in delivery of initiatives related to risk assessment, internal/external exam support

• Managing executive and regulatory stakeholder relationships
• Designing, implementing, and sustaining data processes, controls, and remediation activities that support Financial Crimes risk management
• Supporting regulatory examinations and audit requirements
• Creating and maintaining data product and asset roadmaps
• Owning financial management and delivery of all committed features
• Leverage deep technology expertise to deliver end-to-end cost-effective solutions meeting enterprise standards
• Collaborate with partners and stakeholders to align solutions with technical direction, requirements, budget, scalability, quality and architectural goals, considering all risks and impacts
• Build, motivate, and nurture productive relationships with internal and external business partners and stakeholders

Head of Financial Crimes Data Technology

• Acts as key business oversight lead for AML/ATF/Sanctions/ABAC compliance programs
• Provides specialized guidance and oversight to portfolios and functions
• Manages regulatory reviews and inquiries

Financial Crime Risk Business Oversight Specialist

• Designing, maintaining, and advancing the bank’s KYC policy and standards framework
• Ensuring effective customer identification, risk assessment, and regulatory compliance
• Establishing clear, consistent requirements aligned to U.S. and enterprise AML expectations
• Proactively monitoring the regulatory landscape and emerging financial crime risks
• Providing expert interpretation of KYC requirements
• Managing complex policy escalations and exceptions
• Leading and developing a high-performing team
• Delivering training and guidance that enhances enterprise understanding of KYC obligations

Senior Manager, Know Your Customer – KYC Policy

• Analyze complex datasets to identify risk signals related to cryptocurrency and scams involving money movement.
• Use Python, SQL, and analytical tools to analyze large, complex, and unstructured datasets and extract actionable insights.
• Implement fraud detection strategies in a real-time fraud decisioning engine.
• Support anomaly detection efforts to identify coordinated fraud attacks and organized fraud rings.
• Communicate insights clearly and effectively to influence stakeholders and drive product changes.
• Collaborate across business units to drive data-informed strategies for fraud detection.
• Contribute to the continuous improvement of the fraud detection program, through rule and model refinement, fraud hunting, and data discovery.

Manager, Fraud Detection and Analytics

• Conducts investigations of financial crime
• Analyzes evidence relating to AML and terrorist financing
• Prepares suspicious activity reports (SARs)
• Collaborates with law enforcement and regulatory bodies

Senior Financial Crime Risk Investigator – Subpoena, Specialized Investigations

• Conducts holistic reviews of client relationships; assesses risks related to Sanctions, Anti-Bribery and Anti-Corruption
• Analyzes complex data sets to proactively identify leads; prepares suspicious activity reports (SARs)
• Recommends demarketing clients, as appropriate; creates supporting documentation in compliance with policies, procedures, and regulatory requirements
• Integrates the broader organizational context into advice and solutions within own area

Senior Financial Crime Risk Investigator – Subpoenas

• Identify emerging financial crime risks for new client relationships and products
• Advise and assist in the development of policies and procedures specific to the bank's digital assets strategy
• Conduct risk assessments for new products and services
• Provide data points for transaction monitoring, screening, and audits
• Participate in project steering committees and update senior leadership on the digital asset ecosystem

• Provides a range of research, guidance, and business oversight to assigned portfolio
• Contribute to the development and implementation of AML Compliance programs
• Responsible for defect triaging and testing of transaction monitoring software defects
• Liaison between the Financial Crime Risk Investigations team and technology teams
• Provides skilled AML research, risk assessment, reporting, and analytical support

Financial Crime Risk Business Oversight Analyst II

• supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices
• assisting Global Financial Crimes executives and managers with activities that support the identification, escalation and timely mitigation of compliance and operational risks
• Supports the development and maintenance of financial crimes owned policies and standards
• Assists in the production of independent financial crimes risk management reporting

Global Financial Crimes Specialist

• Supporting the execution of substantive money laundering, economic sanctions, and fraud compliance and operational risk practices
• Assisting Global Financial Crimes executives and managers with activities that support the identification, escalation and timely mitigation of compliance and operational risks
• Supports the development and maintenance of financial crimes owned policies and standards
• Assists in the production of independent financial crimes risk management reporting
• Assists in monitoring changes in regulations and advising business leaders
• Contributes to risk coverage plans, executes independent risk monitoring, testing, and risk assessments
• Assists in the identification, aggregation, reporting, and escalation of remediation and thematic analysis

Financial Crime jobs in New Jersey

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Financial Crime Risk Specialist – Regulatory Response, Audit Oversight

AML Operations PEP Analyst

Financial Crime Risk Investigative Analyst

Consumer AML Program Lead

Global Financial Crimes Senior Investigator – Brokerage

GFC Investigator – Brokerage, AML

Financial Crime Risk Specialist – Regulatory Response, Audit Oversight

Head of Financial Crimes Data Technology

Financial Crime Risk Business Oversight Specialist

Senior Manager, Know Your Customer – KYC Policy

Manager, Fraud Detection and Analytics

Senior Financial Crime Risk Investigator – Subpoena, Specialized Investigations

Senior Financial Crime Risk Investigator – Subpoenas

Financial Crime Risk Business Oversight Specialist

Financial Crime Risk Business Oversight Analyst II

Global Financial Crimes Specialist

Global Financial Crimes Investigations Specialist