Financial Crime

• Demonstrate comprehensive knowledge of KYC documentation requirements across a wide range of entity types, including Individuals, Corporates, Limited Partnerships, Trusts, and other complex structures.
• Accurately process and record investor transactions, including subscriptions, redemptions, and transfers, ensuring all activities are completed in line with internal procedures and regulatory standards.
• Managing carried interest allocations and maintaining precise partner-level financial records, this function is essential for ensuring transparency, regulatory compliance, and accuracy in fund distributions and partner reporting across the firm.
• Maintain and update the investor register, ensuring all static data is accurate, complete, and up to date, while managing any changes in investor information in a timely manner.
• Ensure strict adherence to Know Your Customer (KYC) requirements by performing Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) in accordance with applicable regulations and internal policies.
• Perform enhanced ongoing monitoring for high-risk investors, identifying unusual or potentially suspicious activities and escalating concerns as required.
• Conduct Anti-Money Laundering (AML) checks for both investors and funds, ensuring compliance with relevant regulatory frameworks and internal risk policies.
• Carry out due diligence procedures to verify the beneficial ownership structure and confirm that investors are acting on their own behalf and not for undisclosed third parties.
• Perform investor screening using risk intelligence tools, including sanctions screening and identification of Politically Exposed Persons (PEPs), in line with regulatory obligations.
• Execute periodic reviews and re-screening of investors to assess any changes in their risk profile and ensure ongoing compliance with AML/CFT standards.
• Conduct risk profiling of both funds and investors based on multiple parameters defined under AML/CFT guidelines, ensuring appropriate risk categorization and documentation.
• Monitor account activity to detect suspicious patterns or transactions, supporting the identification and reporting of potential financial crime risks.
• Respond promptly and effectively to queries from clients, investors, auditors, and internal stakeholders, maintaining a high standard of service and accuracy.
• Stay updated on evolving regulatory requirements, industry best practices, and AML/CFT developments within relevant jurisdictions, ensuring continuous compliance and process improvement.

Senior AML Specialist

• Perform due diligence on Banks, PSPs, MSBs and other financial institution clients by conducting detailed analysis of KYC information and documentation received.
• Carry out risk assessment using internal & third-party sources.
• Liaise with account managers and sales to obtain necessary documentation according to Nium’s policies & procedures.
• Perform periodic review of existing client accounts to ensure client information and documentation is always current and complete.
• Develop and maintain a good understanding of AML, KYC regulations and a complete understanding of client due diligence requirements.
• Report suspicious / high risk accounts to Nium's Compliance team.
• Work with Product & Technology teams to implement onboarding and EKYC workflows in new/existing markets.
• Monitor work position and report operational performance to the Operations leadership.
• Run projects to improve processes through simplification or automation.
• This role will require you to work in a rotational shift environment. Also, given NIUM operates across multiple geographies there are no fixed holidays, and we follow a flexible holiday.

Senior Analyst – KYC Operations, FI Onboarding

• Conduct thorough and accurate reviews of FI & Exporter KYCs
• Proactively identify and escalate any suspicious or doubtful customers
• Efficiently gather all necessary information/documents from clients
• Skillfully determine the ultimate beneficial ownership
• Execute Transaction Variation Analysis
• Perform screening in accordance with policy
• Offer support to Compliance and Business
• Collaborate with Compliance and IBG branches
• Accurately maintain and timely share all MIS and records
• Meet SLA commitments
• Continuously improve the KYC renewal process
• Manage and monitor FI KYC, Exporter KYCs, and RMA volumes
• Authorize and input SWIFT Requests
• Undertake ad-hoc tasks assigned by the line manager.
• Verify that all practices and procedures are strictly adhered to.

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