Financial Crime

• UAT planning & test design
• Analyze business requirements and functional documentation to develop comprehensive UAT test plans, scenarios, and scripts aligned to business outcomes.
• Translate requirements into clear, executable test cases with defined acceptance criteria, expected results, and traceability to scope.
• Participate in requirement walkthroughs to document scenarios, identify gaps, ambiguities, and dependencies early.
• Serve as the day-to-day UAT point of contact for assigned initiatives.
• Develop UAT plans, test scenarios, and scripts; execute testing and log defects in Jira (including severity, steps to reproduce, evidence, and impacted functionality).
• Coordinate test environments, test data, and user access, partnering with Technology and platform teams to ensure readiness prior to execution.
• Organize and facilitate UAT kickoffs, daily checkpoints, defect triage sessions, and retest cycles.
• Track, triage, and manage defects through resolution and retesting, ensuring appropriate prioritization and clear ownership.
• Support root-cause discussions by comparing observed behavior to requirements, designs, and upstream test results; ensure defects vs. change requests are correctly categorized.
• Validate fixes through retesting and regression testing as required, confirming issues are resolved without introducing new defects.
• Provide clear status updates to project teams and stakeholders, including progress against plan, defect trends, risks, and mitigation actions.
• Escalate critical risks (environment instability, data issues, high-severity defects) in a timely manner with recommended next steps.
• Prepare test summary reports including executed test cases, pass/fail rates, defect metrics, outstanding risks, and go/no-go recommendations.
• Monitor testing activity against project timelines, highlighting schedule impacts and driving actions to maintain delivery commitments.
• Support UAT sign-off, ensuring evidence is recorded, key decisions are documented, and audit-ready artifacts are stored per process.
• Maintain and continuously improve UAT templates, checklists, and playbooks to increase consistency and quality.
• Identify recurring defect patterns and recommend changes to requirements clarity, test coverage, data setup, training, or upstream QA processes.
• Maintain strong documentation and follow established processes to ensure consistency, accuracy, and control adherence
• Assist with post-deployment validation and confirm that changes and fixes performed by Technology operate as intended.

Financial Crimes Risk – Quality Oversight UAT Coordinator

• Perform assessments of alerted customer activity generated from transaction monitoring software
• Ensure timely identification and escalate unusual activity
• Analyze customer activity to make independent judgements of whether the activity is unusual and requires escalation
• Draft reports and documenting analysis in a logical manner that sufficiently supports decisions
• Work with front line staff to obtain any information that would be helpful during the alert assessment and analysis
• Apply critical thinking skills to recognize patterns, trends and inconsistencies within transactional and customer data to detect, prevent, mitigate and report potentially suspicious activity
• Understand complex issues and customer risks associated with money laundering, terrorist financing, financial crimes or other legal and reputational risks
• Stay current with money laundering and terrorist financing behaviors, trends, patterns and typologies
• Stay current with rules, laws and regulations
• Maintain attention to detail

Financial Crimes Alert Analyst

• Manage and maintain TD’s AML/ATF/Sanctions/ABAC programs
• Develop frameworks, methodologies, and policies
• Conduct periodic risk reviews
• Support management in risk assessment initiatives
• Facilitate communication for internal audit engagements

Financial Crime Risk Specialist – Regulatory Response, Audit Oversight

• Assess and adjudicate incoming alerts and investigation requests
• Provide analysis and data gathering support for cases
• Apply knowledge of bank procedures, products, and systems

Financial Crime Risk Investigative Analyst

• Leads and develops a team of professionals providing oversight, expert regulatory guidance to specialized domains of TD's KYC programs
• Oversees timely execution of client due diligence reviews using a risk-based approach
• Manages a team to perform job functions in line with policies, standards, and procedures
• Works with senior management on highly complex, confidential, or high visibility projects
• Ensures an integrated approach with other business management areas

KYC Pipeline Management, Reporting

• Conducts research and analysis related to the Know Your Customer program of the Bank
• Maintains and updates detailed tracking of Customer KYC related information and profiles for regulatory reporting
• Performs quality control on the work product as needed
• Ensures work products are fit for purpose and audit-ready
• Provides specialized analysis, non-standard reporting, and operational support to KYC Ops
• Recommends problem resolution for issues that have been escalated

KYC Analyst II

• Perform full case investigations of customer activity escalated from alert assessments
• Ensure timely identification and filing of suspicious activity
• Analyze customer activity to make independent judgements of whether the activity is suspicious and requires reporting to the federal government
• Draft reports and document analysis in a logical manner that sufficiently supports decisions
• Working with front line staff to obtain any information that would be helpful during the alert assessment and analysis
• Apply critical thinking skills to recognize patterns, trends and inconsistencies within transactional and customer data to detect, prevent, mitigate and report potentially suspicious activity
• Understand complex issues and customer risks associated with money laundering, terrorist financing, financial crimes or other legal and reputational risks
• Draft suspicious activity reports to be transmitted to the federal government
• Stay current with money laundering and terrorist financing behaviors, trends, patterns and typologies
• Stay current with rules, laws and regulations
• Maintain attention to detail

Financial Crimes Case Investigations Analyst

• Supporting programs and projects specific to corporate change initiatives
• Assists with defining program controls, processes, procedures, reporting cadence, decision governance structures
• Partners closely with project sponsors, cross-functional teams, and assigned project managers
• Supports the execution of defined tasks through tracking of program milestones and their statuses
• Analyzes, evaluates, and overcomes program risks and produces program reports
• Works with other program managers to identify risks and opportunities

Consumer AML Program Lead

• Utilize substantial knowledge of the law and legal processes
• Resolve problems or transactions requiring significant expertise
• Investigate facts of moderately complex transactions or cases
• Perform moderately complex legal research and communicate conclusions
• Review legal documents including contracts and pleadings
• Create, utilize and manage processes involving large transactions
• Interact professionally with clients and outside counsel
• Maintain continuing legal education requirements

Financial Crimes Paralegal

• Performing transaction activity reviews, investigations and customer due diligence reviews on customers that have been alerted for potentially suspicious activity, potential sanctions list matches or that have been identified as posing elevated risk for money laundering and terrorist financing.
• Ensuring that reviews and investigations are maintained at a level commensurate with regulatory expectations.
• Assisting in Suspicious Activity Reporting (SAR), and/or enhanced due diligence (EDD) reviews on customers identified as posing a higher inherent risk and/or sanctions screening.
• Reviewing and investigating alerts, performing investigations, or enhanced due diligence reviews for potentially suspicious activity, making risk-based SAR recommendations and preparing SARs.
• Conducting periodic holistic reviews of higher risk individuals or entities.
• Reviewing and investigating potential matches with sanctions lists.
• Maintaining a solid working knowledge (functional and operational) of the rules and regulations, including but not limited to, BSA, USA PATRIOT Act, OFAC and Sanctions Screening.
• Assisting in the delivery of financial crime consulting services to Financial Services companies, including Banks, Money Service Businesses (MSB’s), Third Party Payment Providers, and FinTechs.
• Handling other duties as assigned by employer.

Financial Crime Review Analyst

• Manage the Bank’s engagement with regulatory agencies, internal audit, and issues management processes
• Support a well-organized, consistent, and effective response process across regulatory, audit, and issue-related activities
• Develop and maintain TD’s AML/ATF/Sanctions/ABAC programs
• Conduct periodic and event-driven reviews of customers, including targeted reviews to assess risks
• Support management in delivery of initiatives related to risk assessment, internal/external exam support

• Performing end-to-end investigations or investigations support functions of external financial crimes activities across one or more lines of business
• Conducting routine to complex investigations, including fraud committed by external parties, money laundering, or terrorist financing
• Acting as the liaison to Law Enforcement as required
• Providing coaching and inputs to investigators to improve case quality
• Ensuring all cases are sufficiently investigated and findings are adequately documented
• Reviewing and analyzing investigations, making recommendations for enhancements

GFC Investigator – Commercial, AML/Fraud

• Represent Know Your Client (KYC) team in multiple forums, internally and externally, including senior management discussions and key stakeholder meetings across the business, compliance and operations to provide transparency on initiatives
• Lead transformation change initiatives by leveraging artificial intelligence, automation, and advanced analytics to enhance client onboarding, due diligence, outreach, and regulatory compliance processes.
• Work with Global KYC management team to provide strategic direction and develop all aspects of the KYC control environment (e.g., people, process, technology and governance)
• Ensure proper and effective governance of tasks and processes with reference to internal policy and external regulation
• Partner with Compliance, the business and KYC teams globally on interpretation and implementation of new Anti-Money Laundering (AML) policies
• Develop project plans and ongoing KYC training plans related to business, product and AML policies including review and attestation processes
• Assess and manage changes to the KYC control environment delivered though process, policy and technology change
• Drive continuous improvements to quality of data, control reporting and associated metrics to increase global consistency
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

KYC Operations Senior Vice President

• Develop, audit, and monitor compliance of BSA/ AML requirements for financial institutions of all sizes
• Execute across all phases of an audit, including planning, conducting process walkthroughs, developing/executing test procedures, tracking artifacts and reporting on deliverables
• Submit written or oral reports of audit results to senior management and audit committees including findings, analysis, conclusions and recommended actions
• Build and manage relationships with Business Lines across all three lines of defense

Senior Consultant – AML Financial Crime Audit & Testing

• Managing multiple teams and workstreams and providing performance feedback to all members of those teams
• Developing relationships with a variety of clients
• Anticipating and addressing client concerns and resolving problems as they arise
• Promoting new ideas and business solutions that result in extended services to existing clients
• Serving as a career coach and mentor for new staff

Financial Crime Audit & Testing Manager

• Develops plans and assists in the overall implementation of enterprise wide and business unit Anti-Money Laundering (AML) and Sanctions Programs to prevent illegal, unethical, or improper business practices
• Assists in the execution and oversight of activities to comply with the Bank Secrecy Act, AML, USA PATRIOT ACT and Sanctions Program requirements
• Developing ability to constructively challenge conclusions/status quo
• Update AML and Sanctions policies and procedures as needed
• Ensure that Compliance Manuals, Front Office Manuals, policies and procedures accurately reflect current laws, rules, other regulatory requirements and management intent
• Independently challenges analyses, reviews and recommendations
• Identify and define the AML and Sanctions objectives for assigned line(s) of business, products/services and applicable regulations
• Communicate and socialize those objectives (from a leadership position) to the business
• Coordinate AML and Sanctions compliance monitoring and oversee preparation of compliance reports
• May serve as a resource regarding AML and Sanctions compliance impact on overall business activities, product development and customer activities
• Prepares and edits AML and Sanctions compliance reports and/or customer risk profiles
• Identifies issues, recommends corrective action plans and escalates through proper governance channels as needed
• Analyzes assessments of AML and Sanctions risk and internal controls
• Researches AML and Sanctions regulatory developments
• Assists, as appropriate, in updating or implementing new/enhanced processes in order to ensure timely and effective compliance with new AML and Sanctions regulatory requirements
• Supports key business initiatives by identifying AML and Sanctions Compliance risks and providing resolutions to manage these risks
• Serves as a resource regarding AML and Sanctions compliance impact on such matters on overall business activities, product development and customer activities

Senior AML Sanctions Specialist – AML Data Operations, Analytics

• Completes investigations while overseeing cases meet or exceed closure and quality metrics
• Completes Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcement
• Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations
• Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support role
• Analyze financial transactions to assess whether activity is suspicious and warrants further investigation.
• Manage the full lifecycle of fraud investigations, from initial review through documentation and resolution.
• Gather and evaluate relevant information to support sound decision-making throughout the investigative process.

Global Financial Crimes Investigator

• Leads and develops a team of professionals who provide oversight and expert regulatory guidance to specialized domains of TD's KYC programs
• Manages a team of analysts to perform job functions in line with policies, standards, procedures, and job aids
• Ensures timely execution of client due diligence reviews using a risk-based approach to align with policy and regulatory requirements
• Suggests process improvements to drive better results from efficiency, accuracy, or quality of work product

Team Manager, KYC

• Conducts investigations of financial crime
• Analyzes evidence relating to AML and terrorist financing
• Prepares suspicious activity reports (SARs)
• Collaborates with law enforcement and regulatory bodies

Senior Financial Crime Risk Investigator – Subpoena, Specialized Investigations

• Conducts holistic reviews of client relationships; assesses risks related to Sanctions, Anti-Bribery and Anti-Corruption
• Analyzes complex data sets to proactively identify leads; prepares suspicious activity reports (SARs)
• Recommends demarketing clients, as appropriate; creates supporting documentation in compliance with policies, procedures, and regulatory requirements
• Integrates the broader organizational context into advice and solutions within own area

Financial Crime jobs in Florida

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Financial Crimes Risk – Quality Oversight UAT Coordinator

Financial Crimes Alert Analyst

Financial Crime Risk Specialist – Regulatory Response, Audit Oversight

Financial Crime Risk Investigative Analyst

KYC Pipeline Management, Reporting

KYC Analyst II

Financial Crimes Case Investigations Analyst

Consumer AML Program Lead

Financial Crimes Paralegal

Financial Crime Review Analyst

Financial Crime Risk Specialist – Regulatory Response, Audit Oversight

GFC Investigator – Commercial, AML/Fraud

KYC Operations Senior Vice President

Senior Consultant – AML Financial Crime Audit & Testing

Financial Crime Audit & Testing Manager

Senior AML Sanctions Specialist – AML Data Operations, Analytics

Global Financial Crimes Investigator

Team Manager, KYC

Senior Financial Crime Risk Investigator – Subpoena, Specialized Investigations

Senior Financial Crime Risk Investigator – Subpoenas