Trader

• Develop an in-depth understanding of internal order entry platforms, order routing systems, execution venues, and other sources of equity and ETF order flow
• Execute equity and ETF orders from financial advisors, internal/external money managers, and self-directed retail clients
• Manage client orders efficiently, ensuring best execution and compliance with regulatory requirements
• Support financial advisors and internal client service teams with market insights, trading strategies, and execution solutions
• Contribute to the development of desk policies and procedures and ensure consistent understanding across trading desk personnel
• Review and analyze trading-related technology issues and other potential risk events, including communication and escalation to trading desk leadership
• Utilize data analytics to drive system enhancements and efficiencies
• Collaborate and consult with trading desk colleagues, trading desk managers, and other internal partners

Senior Retail Equities Trader executing equity and ETF orders at Wells Fargo

Senior Retail Equities Trader

Senior Retail Equities Trader executing equity and ETF orders from financial advisors at Wells Fargo. Collaborating with teams to drive trading strategies and maintain compliance.

• Process trades in client accounts consistent with Savant’s investment strategy.
• Analyze clients’ portfolios, identifying key areas that need to be altered according to strategy, asset location and tax needs.
• Largely responsible for cash management including properly investing cash (dividends, interest and deposits) and raising cash (systematics, one-time withdrawals and fees) all according to the portfolio needs.
• Rebalancing the accounts as needed.
• Complete trades on time, during market hours and process Same Day trading requests.
• Place trade orders through custodians as well as process trades via telephone.
• Setup and maintain client cash and investment model information in the trading software.
• Analyze trading data and look to improve efficiency and reduce costs.
• Stay informed about market trends, news, and economic developments that may impact trading strategies.
• Communicate respectfully and efficiently with CSRs and Advisors on client account inquiries.
• Maintain a working knowledge of Savant’s investment philosophy, portfolio construction and appropriate model securities.
• Prepare and update as necessary documentation for processing trades.
• Provide consistent, thorough, and accurate communication to all parties involved with trading requests.
• Support the investment research team as needed.
• Maintain team approach by assisting and filling in for others.

Trader executing portfolio strategy and managing cash flow needs for Savant

Trader executing Savant’s portfolio strategy and managing cash flow needs while supporting client service standards. Collaborating with the investment team to enhance operational efficiency and portfolio management.

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Senior Retail Equities Trader

Trader