Financial Crime

• Lead the periodic review process by drafting relationship memos, facilitating compliance calls, analyzing transaction activities, and researching and escalating higher risk issues for correspondent bank customers in Latin America and the United States.
• Evaluate the strength of our client’s AML/CFT and sanctions compliance programs
• Proactively identify risk issues and work with relationship managers and senior risk officers to develop, document, and implement action plans
• Stay attuned to industry and regional trends related to compliance issues, financial crimes, and regulatory actions
• Ensure complete, accurate, and timely documentation of customer data within the customer risk management system
• Support the bank’s efforts to combat cyber-crime and related typologies
• Support the focus of building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of FIG’s customers and Wells Fargo

Senior Financial Crimes Specialist, Correspondent Banking – Bilingual Spanish

• Serve as the organization’s principal subject matter expert on financial crime legal requirements.
• Lead the build out and maturation of a global financial crimes compliance program
• Establish and oversee policies, standards, procedures, and controls governing AML, sanctions, anti-bribery and corruption, fraud risk, and related financial crime risks.
• Ensure the financial crimes program remains aligned with the evolving global regulatory framework, industry best practices and emerging technologies.
• Develop and deliver financial crimes training and awareness programs.

VP, Global Head of Financial Crimes

• Research and review possible suspicious activity reported by bank staff.
• Process, solve and answer some client transactions, problems, and inquiries
• Be responsible for working daily, weekly, and monthly alerts generated by Lead Banks BSA software
• Complete Suspicious Activity Reports (SARs) to ensure they are properly documented with related narrative and thorough case documentation, including but not limited to, customer statements, due diligence documents, transaction images
• Assist in the filing of Currency Transaction Reports (CTRs) as needed
• Assist in training of BSA Specialist as requested
• Maintains proficient knowledge of applicable compliance statutes, regulations and interpretations, including but not limited to, the Bank Secrecy Act, USA PATRIOT Act and OFAC
• Perform other duties as assigned

Financial Crimes Analyst I

• Monitors systems, databases, information, processes or procedures
• Identifies and escalates matters requiring attention to the appropriate area
• Performs work on projects and initiatives
• Assists in the assessment and implementation of internal policies and procedures to ensure compliance with laws and regulations
• Coordinates the collection and/or compilation of data, compiles and provides reports
• May assist in report development, analyzes data
• Provides guidance, support and recommendations to Lines of Business
• Assists in the implementation of business risk initiatives

Business Risk Specialist 3 – AML

• Analyzing and decisioning customer transactions that represent an increased risk for money laundering, terrorist financing, or other potentially illicit activity, utilizing an automated surveillance system (Verafin) to escalate potentially reportable suspicious activity.
• Preparation of clear and concise dispositions on alerts that detail any suspicious activity detected and/or rationale for why activity is not suspicious.

BSA/AML Analyst I

• Investigate customer transactions representing increased risk for money laundering or terrorist financing
• Prepare clear and concise dispositions on daily alerts and reports
• Perform customer relationship reviews based on new account opening and higher risk attributes
• Prepare clear and concise reports detailing customer relationships and associated BSA/AML risk
• Assess the effectiveness of existing controls performed by UMBFS transfer agency
• Test to evaluate performance quality and document any gaps or deficiencies
• Confirm effectiveness of control environment across UMB FS operations
• Responsible for first level disposition of OFAC and 314a suspects from batch reporting

Financial Crime jobs in Montana

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Senior Financial Crimes Specialist, Correspondent Banking – Bilingual Spanish

VP, Global Head of Financial Crimes

Financial Crimes Analyst I

Business Risk Specialist 3 – AML

BSA/AML Analyst I

BSA/AML Analyst I