Financial Crime

• Analyze alerts, investigate potential money laundering, terrorist financing, and sanctions risks.
• Ensure compliance with applicable U.S. and international regulatory requirements, including OFAC, BSA/AML, and related global sanctions regimes.
• Provide independent Second Line of Defense compliance advice, support, and oversight to the US business units.
• Review and investigate AML and sanctions alerts generated through screening systems.
• File Suspicious Activity Reports (SARs) with FinCEN, ensuring accuracy, completeness, and timely submission.
• Prepare and submit OFAC Blocked Property and Rejected Transaction Reports, ensuring accuracy, timeliness, and full compliance.
• Maintain awareness of regulatory developments and emerging financial crime risks.
• Assist with enhanced due diligence (EDD) reviews of new and existing clients.
• Provide ongoing support to Compliance teams and cross‑functional workstreams.

Anti-Money Laundering and Sanctions Analyst

• Partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to, depending on their function, create, implement, maintain, review or oversee an effective risk management framework.
• Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.
• Identifies gaps and informs solutions that minimize losses resulting from inadequate internal processes, systems or human errors.
• Identifies, responds and/or escalates risks as appropriate.
• Serves as a functional liaison between the Line of Business and the Lines of Defense.

AML/Fraud Intake – Analyst

• Implement and maintain an effective financial crimes program for the company that complies with all applicable laws, regulations, and regulatory expectations
• Manage procedures, controls, analytics and trend analysis to ensure proactive identification, prevention, execution, detection, investigation, recovery and reporting of financial crime activity.
• Ensure execution and ongoing management of a mid-size risk based financial crimes program across the enterprise or a risk based financial crimes program across large to mid-size businesses with moderate risk and complexity.
• Identify and recommend opportunities for process improvement and risk control development.
• Provide thoughtful independent credible challenge internally to supported lines of business, across other Corporate Risk programs, and across the enterprise.
• Collaborate with peers, colleagues, and multiple level managers.
• Manage communication and collaboration with business heads, Legal, Audit, and regulators on risk related topics.
• Manage allocation of people and financial resources for Financial Crimes.
• Mentor and guide talent development of direct reports and assist in hiring talent.

Financial Crimes Manager – Payments Screening

• Act as an Economic Sanctions Subject Matter Expert responsible for helping oversee and govern Wells Fargo’s OFAC sanctions program and providing accurate and thoughtful regulatory guidance to business units.
• Act as an advisor to leadership to develop or influence objectives, plans, specifications, resources, and long-term goals for highly complex business and technical needs across groups and functions.
• Implement and maintain an effective financial crimes program that complies with all applicable laws, regulations, and regulatory expectations.
• Evaluate long-term implications and consequences of strategic business decisions and recommend appropriate alternatives for risk management.
• Lead the strategy and resolution of highly complex and unique challenges requiring in-depth evaluation across multiple areas or the company.
• Deliver solutions that are long-term, large-scale and require vision, creativity, innovation, advanced analytical thinking, and coordination of highly complex activities and guidance to others.
• Lead implementation of complex initiatives with high risk, generally spanning multiple business lines.
• Provide vision, direction and full knowledge to leadership on implementing innovative and significant business solutions that are large scale companywide strategies.
• Serve as an excellent advisor to leadership.

Senior Lead Financial Crimes Officer – OFAC Sanctions

• Partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to, depending on their function, create, implement, maintain, review or oversee an effective risk management framework.
• Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.
• Identifies gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors.
• Identifies, responds and/or escalates risks as appropriate.
• Serves as a functional liaison between the Line of Business and the Lines of Defense.

AML/Fraud Intake Analyst

• Manage and develop teams of individual contributors and managers
• Engage and influence stakeholders, internal partners, and peers
• Ensure execution and ongoing management of a risk-based financial crimes program
• Manage the development and implementation of procedures, controls, analytics, and trend evaluation
• Identify and recommend opportunities for process improvement
• Lead initiatives that cross multiple lines of business
• Provide thoughtful independent credible challenge internally
• Determine appropriate strategy and actions of functional area team
• Interpret and develop policies and procedures
• Maintain an awareness of financial crimes activity across the enterprise
• Collaborate with and influence all levels of professionals
• Manage allocation of people and financial resources

Senior Manager, Financial Crimes

• Conduct financial crimes oversight testing on US business units’ AML controls
• Execute the U.S. Financial Crimes Oversight Testing Schedule, including issue validation and MRA testing, on time
• Conduct regular oversight testing of key AML program controls and communicate the test plan and testing status with stakeholders
• Formally log issues discovered in testing activity and follow up to ensure resolution in a timely and reasonable manner
• Provide management reporting and escalation on results of oversight testing
• Support the identification of areas of enhancement and efficiency in the testing program
• Assist with the execution of strategic changes in the AML Oversight Testing Program as required
• Establish, develop, and maintain strong relationships with internal and external partners

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