Financial Crime

• Responsible for supporting the day-to-day operation of the AML Governance function through governance coordination, executive reporting, issue management, change management, and governance operations
• Coordinate governance routines, operating rhythms, committee activities, and management forums
• Produce and maintain AML program reporting, dashboards, and governance metrics
• Facilitate governance-related communications and stakeholder engagement
• Support intake, tracking, and governance of AML escalations
• Provide day-to-day operational support for AML issue management

AVP, AML Governance Manager

• Research and review possible suspicious activity reported by bank staff.
• Process, solve and answer some client transactions, problems, and inquiries
• Be responsible for working daily, weekly, and monthly alerts generated by Lead Banks BSA software
• Complete Suspicious Activity Reports (SARs) to ensure they are properly documented with related narrative and thorough case documentation, including but not limited to, customer statements, due diligence documents, transaction images
• Assist in the filing of Currency Transaction Reports (CTRs) as needed
• Assist in training of BSA Specialist as requested
• Maintains proficient knowledge of applicable compliance statutes, regulations and interpretations, including but not limited to, the Bank Secrecy Act, USA PATRIOT Act and OFAC
• Perform other duties as assigned

Financial Crimes Analyst I

• Investigate customer transactions representing increased risk for money laundering or terrorist financing
• Prepare clear and concise dispositions on daily alerts and reports
• Perform customer relationship reviews based on new account opening and higher risk attributes
• Prepare clear and concise reports detailing customer relationships and associated BSA/AML risk
• Assess the effectiveness of existing controls performed by UMBFS transfer agency
• Test to evaluate performance quality and document any gaps or deficiencies
• Confirm effectiveness of control environment across UMB FS operations
• Responsible for first level disposition of OFAC and 314a suspects from batch reporting

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AVP, AML Governance Manager

Financial Crimes Analyst I

BSA/AML Analyst I