Compliance Analyst

• Governance & Policy Development: Design, implement, and maintain security governance frameworks, policies, and procedures that align with Baseten’s risk posture and industry best practices.
• Risk Management: Build and manage the company-wide risk assessment program, identifying, tracking, and mitigating key security and compliance risks.
• Compliance Operations: Lead efforts to achieve and maintain compliance with SOC 2, ISO 27001/27701, HIPAA, FedRAMP and other applicable standards and regulations.
• Audit & Certification Management: Coordinate external audits and certification processes, ensuring evidence collection, control validation, and remediation plans are executed efficiently.
• Third-Party Risk Management: Oversee vendor security assessments and ensure third-party providers meet Baseten’s security and compliance standards.
• Cross-Functional Collaboration: Partner with Engineering, Product, and Operations teams to embed compliance and risk management into day-to-day operations and technical processes.
• Customer Trust & Assurance: Support customer security questionnaires, due diligence efforts, and documentation requests from prospective and existing clients.
• Training & Awareness: Develop and deliver security and compliance training to ensure company-wide understanding of key policies and responsibilities.
• Continuous Improvement: Stay current on evolving regulatory requirements and lead initiatives to mature our compliance and risk management programs.

Governance & Policy Development: Design, implement, and maintain security governance frameworks, policies, and procedures that align with Baseten’s risk posture and industry best …

GRC Manager

Governance & Policy Development: Design, implement, and maintain security governance frameworks, policies, and procedures that align with Baseten’s risk posture and industry best practices.; Risk Management: Build and manage the company-wi…

• Serve as a trusted Internal Audit point of contact for business process control owners across Finance, Accounting, and Treasury.
• Contribute to Internal Audit reporting to the Audit Committee, external auditor, and senior leadership on business process SOX testing coverage, findings, and remediation status.
• Partner with the IT SOX tester and co-sourced resources to ensure coordinated testing coverage across the full SOX program.
• 8+ years of experience in internal audit, external audit, or SOX compliance, with significant exposure to business process controls testing.
• CPA or ACCA certification required.
• Experience in crypto, fintech, payments, or digital asset accounting — including revenue recognition for trading, staking, or custody services.
• Strong knowledge of US GAAP, SOX compliance requirements, COSO framework, and PCAOB auditing standards as they apply to business process controls.
• Hands-on experience testing controls across revenue, financial close, treasury, or other core financial reporting processes.
• Experience operating across multi-entity structures or multiple jurisdictions.
• Effective communicator who can translate audit findings and control observations for control owners, senior leadership, and external stakeholders.

Lead the execution of independent controls testing across business process areas including revenue, financial close, and treasury.

Senior SOX Auditor

Lead the execution of independent controls testing across business process areas including revenue, financial close, and treasury.; Evaluate the design and operating effectiveness of key controls, document testing procedures and results, a…

• Help design, document, and operate first-line controls across auto servicing, repossession, recovery, and dealer/channel oversight.
• Perform duties tied to auto servicing compliance functions to meet applicable regulatory obligations across loan servicing initiatives and strategies.
• Identify compliance issues and support timely, sufficient remediation — reviewing action plans and documentation tied to event closure.
• Build and maintain monitoring routines, reporting, and metrics (KPIs/KRIs) that surface emerging risk across servicing and related channels.
• Support complaint oversight and translate findings into control and process improvements.
• Reduce complex, judgment-heavy compliance requirements into scalable, technology-friendly requirements that business and engineering teams can execute consistently.
• Partner closely with Product, Engineering, Risk, Legal, Operations and 2LOD Compliance to strengthen business-owned oversight in support of an OCC-aligned 1LOD framework.
• Serve as an internal advocate for compliance, and be fintech-forward — identifying tools and automation that improve the efficiency and quality of compliance reviews.
• Prepare and support reporting for the compliance program and the broader servicing organization.

Help design, document, and operate first-line controls across auto servicing, repossession, recovery, and dealer/channel oversight.

Compliance & Controls Associate, Auto Servicing

Help design, document, and operate first-line controls across auto servicing, repossession, recovery, and dealer/channel oversight.; Perform duties tied to auto servicing compliance functions to meet applicable regulatory obligations acros…

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GRC Manager

Senior SOX Auditor

Compliance & Controls Associate, Auto Servicing