Compliance

• Ensuring Nium is ahead of any regulatory changes that affect our Lithuanian entity
• Build relationships and partner with stakeholders across our global organisation to develop innovative and effective solutions to ensure compliance and business objectives are met
• Chair of Compliance committee, responsible for analysis, monthly reporting and recommendations related to AML/CTF up to the Senior Leadership Team and the Board
• Managing and mentoring staff members of all levels
• Fully accountable for ensuring policies and procedures are kept up to date and implemented effectively
• Correspondence with the Regulator
• Identify and support implementation of compliance technology and data-driver solutions to facilitate compliance with current and new laws and regulations
• Managing internal and external audits with a high degree of professionalism
• Preparation and submission of suspicious activity reports to the relevant authorities
• Annual refresh of the of AML/CTF training program

Director – Regulatory Compliance, MLRO

• Drafting compliance program, policies and procedures guided by the Laws of Lithuania/EU;
• Performing annual AML/CTF risk assessments;
• Leading annual AML/CTF audits;
• Reviewing escalations raised internally including cases for high-risk customers, submitting STRs when deemed necessary;
• Handling regulatory communication pertaining to AML/CTF, including notifications or regulatory inquiries;
• Submitting NIUM EU partner registrations (TSP/distributor/etc);
• Together with HoC, ensuring all aspects of KYC/TM follow regulatory requirements;
• Educating and training employees;
• Submitting necessary quarterly BoL;
• making decisions to freeze funds and economic resources that belong to, are owned by, or are controlled by entities subject to sanctions and other decisions regarding application of international sanctions;
• Submit sanctions related reports to competent authorities and the BoL;
• Conduct regular control of the implementation of international sanctions in the activities of the company.
• Assisting HoC/MLRO in other capacities deemed necessary.

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Director – Regulatory Compliance, MLRO

Senior Manager – Regulatory Compliance, MLRO