Compliance

• Assist in and/or lead the preparation and management of inspections, audits, and reviews conducted by regulatory bodies
• Create, maintain, and revise internal policies and procedures to ensure the business meets its regulatory obligations
• Provide compliance advice to all business units, ensuring operational activities are aligned with licensing conditions and regulatory requirements
• Oversee the training and competency framework, ensuring all employees are equipped with up-to-date compliance knowledge
• Prepare reports for senior management and regulatory bodies as required
• Monitor and assess compliance risks across the business, escalating findings where necessary
• Conduct regular compliance reviews and prepare reports on adherence to internal policies and external regulations
• Deliver compliance training and awareness sessions across departments to promote best practices
• Investigate compliance breaches or incidents, recommend corrective actions, and oversee follow-up
• Support the Head of Compliance in developing strategic initiatives, risk assessments, and continuous improvement of compliance processes

Compliance Manager

Compliance Manager